EL
Edward J. Loftice
MONTGOMERY FINANCIAL
ELDERSBURG, MD 21784
Some features on this profile are disabled
CRD#: 6151525
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Professional summary
Edward Jay Loftice, who also goes by Ed Loftice, is a registered financial advisor currently at MONTGOMERY FINANCIAL located in Eldersburg, Maryland.
Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Edward has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ed Loftice
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: LOFTICE FINANCIAL SERVICES, LLC;
Investment related: Yes
Address: Sykesville, Maryland
Nature: Insurance
Position: Insurance Agent
Start date: 02/2014
Hours/Mo: 80, During securities hours: 60
Duties: ANNUITY, LIFE INSURANCE
Name: MFS WEALTH LLC;
Investment related: Yes
Address: Ocean Pines, MD
Nature: Insurance
Position: Insurance Agent
Start date: 09/2016
Hours/Mo: 80, During securities hours: 40
Duties: Insurance sales and services
Ed Loftice, Musician, non-investment related. since 01/2005.
CRS (Client Relationship Summary) - RIA
Click below to view Edward Jay Loftice's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 23, 2016 - Present
MONTGOMERY FINANCIAL
Office #1: 2028 Liberty Road Suite 104, Eldersburg, MD 21784RIA
CRD#: 170024
ELDERSBURG, MD
Past
January 7, 2013 - October 17, 2017
ADVANTAGE RETIREMENT GROUP
RIA
CRD#: 144417
ELDERSBURG, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MONTGOMERY FINANCIAL
MONTGOMERY FINANCIAL | MONTGOMERY FINANCIAL SERVICES, LLC
CRD#: 170024 / SEC#: 801-129508
RIA
Registered Investment Advisory firm - (2/15/2024 Approved)California
Registered Investment Advisory firm - (10/16/2016 Terminated)Delaware
Registered Investment Advisory firm - (2/20/2024 Terminated)Florida
Registered Investment Advisory firm - (2/20/2024 Terminated)Maryland
Registered Investment Advisory firm - (3/25/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/20/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(9/23/2016)
IAR
Pennsylvania(9/21/2022)
Current Firm
MF
MONTGOMERY FINANCIAL
MONTGOMERY FINANCIAL | MONTGOMERY FINANCIAL SERVICES, LLC
CRD#: 170024 / SEC#: 801-129508
RIA
Registered Investment Advisory firm - (2/15/2024 Approved)California
Registered Investment Advisory firm - (10/16/2016 Terminated)Delaware
Registered Investment Advisory firm - (2/20/2024 Terminated)Florida
Registered Investment Advisory firm - (2/20/2024 Terminated)Maryland
Registered Investment Advisory firm - (3/25/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/20/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11718 Ocean Gateway, Ocean City, MD 21842
Mailing Address
Phone number
(410) 208-1004
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,672 |
| AUM (Assets Under Management) | $ 167,014,455 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
