AR
Andres Ricketts
JEFFERIES INVESTMENT ADVISERS LLC
Miami, FL 33131
Some features on this profile are disabled
CRD#: 6151518
AR
Professional summary
Andres Ricketts, who also goes by Andres J Ricketts, Andres Jose Ricketts, Andres J Ricketts Bustamante, is a registered financial advisor currently at JEFFERIES INVESTMENT ADVISERS LLC located in Miami, Florida and JEFFERIES LLC located in Miami, Florida.
Andres is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Andres has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andres J Ricketts | Andres Jose Ricketts | Andres J Ricketts Bustamante
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)UBREAKIFIX POSITION: LLC Member NATURE: Electronic Devices Repair. Phones, Tablet, PC, Game Consoles INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/07/2017 ADDRESS: 2101 Ponce de Leon, Coral Gables FL 33134, United States DESCRIPTION: Member of the LLC, Passive 2)HOUSE RENT POSITION: owner NATURE: rent a property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: av angmos oeste 1630, departamento 202, lima 28 , Peru DESCRIPTION: just sign the annual contrat the name of the other business; Land development whether the business is investment-related; no the address of the other business; The land is located in KM 47 of the highway Panamericana Sur, Distrito de San Bartolo, in Lima Peru the nature of the other business; A piece of land bought in 2011. We are looking for a partner who has the knowledge and the capacity of developing the land your position; Proprietor title, or relationship with the other business; Proprietor the start date of your relationship; 7/11/2011 the approximate number of hours/month you devote to the other business; 0 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; me and my wife have 20% of participation in the real estate investment
CRS (Client Relationship Summary) - RIA
Click below to view Andres Ricketts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 1, 2023 - Present
JEFFERIES INVESTMENT ADVISERS LLC
Office #1: 1450 Brickell Avenue 15th Floor, Miami, FL 33131RIA
CRD#: 325421
Miami, FL
Current
October 3, 2022 - Present
JEFFERIES LLC
Office #1: 1450 Brickell Avenue Suite 1710, Miami, FL 33131BD
CRD#: 2347
Miami, FL
Past
February 17, 2023 - August 14, 2023
LEUCADIA ASSET MANAGEMENT LLC
RIA
CRD#: 121767
Miami, FL
Past
September 21, 2021 - October 4, 2022
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
MIAMI, FL
Past
September 17, 2021 - October 4, 2022
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
MIAMI, FL
Past
December 16, 2013 - October 4, 2022
PNC MANAGED ACCOUNT SOLUTIONS, INC.
RIA
CRD#: 110476
HOUSTON, TX
Past
July 29, 2013 - September 17, 2021
BBVA SECURITIES INC.
BD
CRD#: 27060
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JI
JEFFERIES INVESTMENT ADVISERS LLC
JEFFERIES INVESTMENT ADVISERS LLC
CRD#: 325421 / SEC#: 801-127656
RIA
Registered Investment Advisory firm - (4/20/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/3/2022)
IAR
Alabama(9/18/2025)
RR
Alaska(10/3/2022)
IAR
Alaska(9/23/2025)
RR
Arizona(10/3/2022)
IAR
Arizona(10/10/2025)
RR
Arkansas(10/3/2022)
IAR
Arkansas(10/1/2025)
RR
California(10/3/2022)
IAR
California(9/18/2025)
RR
Colorado(10/3/2022)
IAR
Colorado(9/19/2025)
RR
Connecticut(10/3/2022)
IAR
Connecticut(9/19/2025)
RR
Delaware(10/3/2022)
IAR
Delaware(9/18/2025)
RR
District of Columbia(10/3/2022)
RR
Florida(10/3/2022)
IAR
Florida(6/1/2023)
RR
Georgia(10/3/2022)
IAR
Georgia(9/19/2025)
RR
Hawaii(10/3/2022)
IAR
Hawaii(9/19/2025)
RR
Idaho(10/3/2022)
IAR
Idaho(9/18/2025)
RR
Illinois(10/3/2022)
IAR
Illinois(9/19/2025)
RR
Indiana(10/3/2022)
IAR
Indiana(9/19/2025)
RR
Iowa(10/3/2022)
IAR
Iowa(9/19/2025)
RR
Kansas(10/3/2022)
IAR
Kansas(9/18/2025)
RR
Kentucky(10/3/2022)
IAR
Kentucky(9/23/2025)
RR
Louisiana(10/3/2022)
IAR
Louisiana(9/18/2025)
RR
Maine(10/3/2022)
IAR
Maine(9/19/2025)
RR
Maryland(10/3/2022)
IAR
Maryland(9/18/2025)
RR
Massachusetts(10/3/2022)
RR
Michigan(10/3/2022)
IAR
Michigan(9/22/2025)
RR
Minnesota(10/3/2022)
IAR
Minnesota(9/23/2025)
RR
Mississippi(10/3/2022)
IAR
Mississippi(9/18/2025)
RR
Missouri(10/3/2022)
IAR
Missouri(9/18/2025)
RR
Montana(10/3/2022)
IAR
Montana(9/23/2025)
RR
Nebraska(10/3/2022)
IAR
Nebraska(9/18/2025)
RR
Nevada(10/3/2022)
IAR
Nevada(9/19/2025)
RR
New Hampshire(10/3/2022)
IAR
New Hampshire(9/19/2025)
RR
New Jersey(10/3/2022)
IAR
New Jersey(9/18/2025)
RR
New Mexico(10/3/2022)
IAR
New Mexico(9/19/2025)
RR
New York(10/3/2022)
IAR
New York(9/18/2025)
RR
North Carolina(10/5/2022)
IAR
North Carolina(9/19/2025)
RR
North Dakota(10/3/2022)
IAR
North Dakota(9/22/2025)
RR
Ohio(10/3/2022)
IAR
Ohio(9/18/2025)
RR
Oklahoma(10/3/2022)
IAR
Oklahoma(9/22/2025)
RR
Oregon(10/3/2022)
IAR
Oregon(10/28/2025)
RR
Pennsylvania(10/3/2022)
IAR
Pennsylvania(9/19/2025)
RR
Puerto Rico(10/3/2022)
RR
Rhode Island(10/3/2022)
IAR
Rhode Island(9/19/2025)
RR
South Carolina(10/3/2022)
IAR
South Carolina(9/23/2025)
RR
South Dakota(10/3/2022)
IAR
South Dakota(9/19/2025)
RR
Tennessee(10/3/2022)
RR
Texas(10/3/2022)
IAR
Texas(9/19/2025)
RR
Utah(10/3/2022)
IAR
Utah(9/18/2025)
RR
Vermont(10/3/2022)
IAR
Vermont(9/18/2025)
RR
Virgin Islands(3/16/2023)
IAR
Virgin Islands(9/19/2025)
RR
Virginia(10/3/2022)
IAR
Virginia(9/19/2025)
RR
Washington(10/3/2022)
IAR
Washington(9/18/2025)
RR
West Virginia(10/3/2022)
IAR
West Virginia(9/22/2025)
RR
Wisconsin(10/3/2022)
IAR
Wisconsin(9/18/2025)
RR
Wyoming(10/3/2022)
IAR
Wyoming(9/22/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JI
JEFFERIES INVESTMENT ADVISERS LLC
JEFFERIES INVESTMENT ADVISERS LLC
CRD#: 325421 / SEC#: 801-127656
RIA
Registered Investment Advisory firm - (4/20/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
520 Madison Avenue, New York, NY 10022
Mailing Address
Phone number
(212) 284-2300
Established
Firm type
Fiscal year end
# of Employees
135
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,081 |
| AUM (Assets Under Management) | $ 3,402,872,417 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JEFFERIES INVESTMENT ADVISERS LLC
CRD#: 325421Miami, FL 33131TRUST BUT VERIFY
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