Nicholas T. Sullivan

KFA PRIVATE WEALTH GROUP

Cranford, NJ

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CRD#: 6151347

Professional summary

Nicholas Timothy Sullivan, CFP®, who also goes by Nicholas Sullivan, Nick Sullivan, is a registered financial advisor currently at KFA PRIVATE WEALTH GROUP, LLC located in Cranford, New Jersey.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Nicholas has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Sullivan | Nick Sullivan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Timothy Sullivan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KFA PRIVATE WEALTH GROUP, LLC

CORA ADVISORS, LLC | KFA PRIVATE WEALTH GROUP, LLC

CRD#: 281678 / SEC#: 801-106726

RIA

Registered Investment Advisory firm - (10/2/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(6/30/2023)

IAR

Pennsylvania
(11/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/1/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/13/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/23/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/4/2013

General Securities Representative Examination

Current Firm

KFA PRIVATE WEALTH GROUP, LLC

CORA ADVISORS, LLC | KFA PRIVATE WEALTH GROUP, LLC

CRD#: 281678 / SEC#: 801-106726

RIA

Registered Investment Advisory firm - (10/2/2015 Approved)

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Contact information

Main Address

8350 Broad St. Suite 220, Tyson, VA 22102-5151

Mailing Address

Phone number

(571) 386-2029

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KFA PRIVATE WEALTH GROUP WRAP PROGRAM (3/26/2025)

DISCLOSURE BROCHURE FOR KFA PRIVATE WEALTH GROUP, LLC (3/26/2025)

Regulatory assets under management

Total Number of Accounts	2,816
AUM (Assets Under Management)	$ 676,281,899

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nicholas T. Sullivan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Timothy Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Experience

FACET

PRAIRIEVIEW PARTNERS, LLC

ALL STAR FINANCIAL INC

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

KFA PRIVATE WEALTH GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/1/2014

Series 63

Date: 2/13/2013

SIE

Date: 11/23/2015

Series 7

Date: 2/4/2013

Current Firm

KFA PRIVATE WEALTH GROUP, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KFA PRIVATE WEALTH GROUP, LLC

TRUST BUT VERIFY

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