Doreen A. Morena
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Doreen Ann Morena, who also goes by Doreen Ann Morena, Doreen Ann Parente, was a registered financial professional .
Doreen is a previously registered financial professional and started their career in finance in 2013. Doreen had worked at 3 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2020 - August 17, 2021
ALLIANCE-ONE INVESTMENTS, LLC
November 6, 2018 - July 15, 2020
METLIFE INVESTORS DISTRIBUTION COMPANY
November 29, 2017 - September 27, 2018
METLIFE INVESTORS DISTRIBUTION COMPANY
May 20, 2014 - December 8, 2014
NEW ENGLAND SECURITIES
February 15, 2013 - September 24, 2015
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
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