Alan L. Davidson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Lawrence Davidson, who also goes by Alan Laurence Davidson, was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 1965. Alan had worked at 9 firms and has passed the PC, Series 1, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 1988 - October 9, 2013
ZEUS FINANCIAL, LLC
January 6, 1983 - May 4, 1983
MORGAN STANLEY DW INC.
January 14, 1982 - June 22, 1988
LEHMAN BROTHERS INC.
September 26, 1978 - November 5, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 2, 1976 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
August 18, 1975 - March 25, 1976
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
November 12, 1973 - August 23, 1974
FIRST UNION CAPITAL MARKETS CORP.
February 1, 1972 - July 29, 1973
CIBC WORLD MARKETS CORP.
April 28, 1971 - February 12, 1972
DREXEL BURNHAM & CO. INCORPORATED
June 7, 1965 - April 30, 1971
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/1/1977
AMEX Put and Call ExamSeries 1
Date: 6/4/1965
Registered Representative ExaminationCurrent Firm
ZEUS FINANCIAL, LLC
CRD#: 18192 / SEC#: , 8-36214
Contact information
FINRA licenses (30 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
