KF
Katelyn M. Fisher
CHESAPEAKE FINANCIAL PLANNING
Annapolis, MD 21409
Some features on this profile are disabled
CRD#: 6151291
KF
Professional summary
Katelyn May Fisher, who also goes by Katie Fisher, is a registered financial advisor currently at CHESAPEAKE FINANCIAL PLANNING located in Annapolis, Maryland and J. W. COLE ADVISORS, INC. located in Annapolis, Maryland.
Katelyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Katelyn has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Katie Fisher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) BAY FINANCIAL PLANNING & TAX SERVICES DBA CHESAPEAKE FINANCIAL PLANNING & TAX SERVICES; 71 Old Mill Bottom Rd N, Suite 201, Annapolis MD 2140; Paraplanner; Financial Planning; 40 hours/month, 40 hours/month during trading. (2) INTERCOASTAL WEALTH PLANNING; Sister firm to Chesapeake; 6751 N Federal Highway, Boca Raton, FL 33487; Operations; Start 6/2022; 15 hours/month, 10 hours/month during trading. (3) Notary Public; Not Investment Related; 71 Old Mill Rd N, Suite 201, Annapolis, MD 21409; MD Notary; Notary Public; Start 9/22/25; 1 hour/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Katelyn May Fisher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2023 - Present
CHESAPEAKE FINANCIAL PLANNING
Office #1: 71 Old Mill Bottom Road North Suite 201, Annapolis, MD 21409RIA
CRD#: 283715
Annapolis, MD
Current
February 12, 2024 - Present
J. W. COLE ADVISORS, INC.
Office #1: 71 Old Mill Bottom Road N Suite 201, Annapolis, MD 21409RIA
CRD#: 112294
Annapolis, MD
Current
February 12, 2024 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 71 Old Mill Bottom Roadn Suite 201, Annapolis, MD 21409BD
CRD#: 124583
Annapolis, MD
Past
September 20, 2021 - February 16, 2024
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Annapolis, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/12/2024)
IAR
Maryland(1/3/2023)
RR
Maryland(2/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/20/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Annapolis, MD 21409TRUST BUT VERIFY
Monitor Katelyn Fisher
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
