TM
Thomas A. Marini
RESONANT CAPITAL ADVISORS
Brookfield, WI 53045
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CRD#: 6151130
TM
Professional summary
Thomas A Marini Jr., who also goes by Thomas A Marini, Tj Marini, is a registered financial advisor currently at RESONANT CAPITAL ADVISORS, LLC located in Brookfield, Wisconsin.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Thomas has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas A Marini | Tj Marini
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BORGMAN CAPITAL; CONSULTANT; INVESTMENT RELATED: NO; 111 E. KILBOURNE AVENUE, SUITE 2600 MILWAUKEE WI 53202 USA; UNSPONSORED PRIVATE EQUITY FIRM (NOT A FUND) FOCUSED ON LOWER MIDDLE MARKET BUSINESSES.; CONSULTING FEES FOR INTRODUCTION TO POTENTIAL LIMITED PARTNERS AND EXECUTIVES TO RUN THE PORTFOLIO COMPANIES; 2023-07-01; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 0;HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 3;PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 5; THOMAS A. MARINI, JR. SERVES AS A BOARD MEMBER FOR PINE RIVER PRE-PACK, INC.; IS THE BUSINESS INVESTMENT RELATED: NO; LOCATION OF THE BUSINESS: 10134 PINE RIVER ROAD NEWTON WI 53063; DESCRIPTION OF THE BUSINESS: COMPANY PROVIDES CO-PACKING AND OUTSOURCING SERVICES TO THE CHEESE INDUSTRY, THE DEVELOPMENT OF CUSTOM CHEESE FLAVORS AND FORMULATIONS, AND NO-LABEL PROGRAM SERVICES (EXTERNAL COMPANIES ADD THEIR LABEL TO THE COMPANY'S PRODUCTS); RESPONSIBILITIES DUTIES: PROVIDE STRATEGIC GUIDANCE AND OVERSIGHT TO THE COMPANY; START DATE WITH BUSINESS: 2024-10-01; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 0; HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 3; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 1; WEBSITE ADDRESS FOR THE ORGANIZATION: WWW.PINERIVER.COM.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas A Marini Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2022 - Present
RESONANT CAPITAL ADVISORS, LLC
Office #1: 325 N. Corporate Drive; Suite 200;, Brookfield, WI 53045RIA
CRD#: 298451
Brookfield, WI
Past
September 1, 2021 - May 11, 2022
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
Milwaukee, WI
Past
September 1, 2021 - May 11, 2022
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
Milwaukee, WI
Past
August 24, 2017 - September 5, 2019
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MILWAUKEE, WI
Past
June 26, 2017 - September 5, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RESONANT CAPITAL ADVISORS, LLC
RESONANT CAPITAL ADVISORS, LLC
CRD#: 298451 / SEC#: 801-114001
RIA
Registered Investment Advisory firm - (9/17/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(5/10/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RC
RESONANT CAPITAL ADVISORS, LLC
RESONANT CAPITAL ADVISORS, LLC
CRD#: 298451 / SEC#: 801-114001
RIA
Registered Investment Advisory firm - (9/17/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
33 E. Main Street Suite 440, Madison, WI 53703
Mailing Address
Phone number
(608) 733-6220
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,409 |
| AUM (Assets Under Management) | $ 2,216,682,348 |
Red Flags
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Company Information
RESONANT CAPITAL ADVISORS, LLC
CRD#: 298451Brookfield, WI 53045TRUST BUT VERIFY
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