Suzanne C. Defelice
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanne Christian Defelice, who also goes by Suzanne Defelice, was a registered financial professional .
Suzanne is a previously registered financial professional and started their career in finance in 2013. Suzanne had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2017 - May 7, 2024
BRICKELL FINANCIAL GROUP LLC
June 17, 2015 - January 26, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 16, 2015 - January 26, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 1, 2014 - May 8, 2015
MORGAN STANLEY
January 9, 2014 - May 8, 2015
MORGAN STANLEY
March 1, 2013 - December 3, 2013
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BRICKELL FINANCIAL GROUP LLC
CRD#: 283974 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 18,000,000 |
Red Flags
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