DN
Daniel E. Nemeth
MCDERMOTT INVESTMENT ADVISORS
Bethlehem, PA 18018
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CRD#: 6150953
DN
Professional summary
Daniel Edward Nemeth is a registered financial advisor currently at MCDERMOTT INVESTMENT ADVISORS, LLC located in Bethlehem, Pennsylvania and MCDERMOTT INVESTMENT SERVICES, LLC located in Naples, Florida.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Daniel has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MCDERMOTT INVESTMENT ADVISORS, LLC(MIA),INVESTMENT-RELATED, 26 W. BROAD ST., BETHLEHEM,PA. 18016. (MIA) IS AN SEC REGISTERED INVESTMENT ADVISORY AND ECONOMIC CONSULTING FIRM, INVESTMENT MANAGER. 20 HRS./WK. WHICH RUN CONCURRENTLY W/ B/D ACTIVITY.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Edward Nemeth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 10, 2013 - Present
MCDERMOTT INVESTMENT ADVISORS, LLC
Office #1: 44 East Broad Street Suite 218, Bethlehem, PA 18018RIA
CRD#: 132221
Bethlehem, PA
Current
February 14, 2013 - Present
MCDERMOTT INVESTMENT SERVICES, LLC
Office #1: 900 Broad Ave South Suite 2c, Naples, FL 34102BD
CRD#: 154926
NAPLES, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MCDERMOTT INVESTMENT ADVISORS, LLC
MCDERMOTT INVESTMENT ADVISORS, LLC
CRD#: 132221 / SEC#: 801-79404
RIA
Registered Investment Advisory firm - (4/4/2014 Approved)California
Registered Investment Advisory firm - (5/7/2014 Terminated)Florida
Registered Investment Advisory firm - (12/31/2014 Terminated)Maine
Registered Investment Advisory firm - (4/7/2014 Terminated)Nevada
Registered Investment Advisory firm - (10/6/2006 Terminated)New Hampshire
Registered Investment Advisory firm - (4/7/2014 Terminated)New Jersey
Registered Investment Advisory firm - (4/7/2014 Terminated)New York
Registered Investment Advisory firm - (4/7/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/8/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/4/2016)
IAR
Florida(3/6/2024)
RR
Maine(1/10/2018)
RR
Montana(5/27/2021)
RR
New Jersey(4/25/2013)
IAR
New Jersey(11/30/2023)
RR
Pennsylvania(4/10/2013)
IAR
Pennsylvania(4/10/2013)
RR
South Carolina(4/20/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MI
MCDERMOTT INVESTMENT ADVISORS, LLC
MCDERMOTT INVESTMENT ADVISORS, LLC
CRD#: 132221 / SEC#: 801-79404
RIA
Registered Investment Advisory firm - (4/4/2014 Approved)California
Registered Investment Advisory firm - (5/7/2014 Terminated)Florida
Registered Investment Advisory firm - (12/31/2014 Terminated)Maine
Registered Investment Advisory firm - (4/7/2014 Terminated)Nevada
Registered Investment Advisory firm - (10/6/2006 Terminated)New Hampshire
Registered Investment Advisory firm - (4/7/2014 Terminated)New Jersey
Registered Investment Advisory firm - (4/7/2014 Terminated)New York
Registered Investment Advisory firm - (4/7/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/8/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
780 Fifth Avenue South Suite 200, Naples, FL 34102
Mailing Address
P.o. Box 1889, Bethlehem, PA 18016-1889
Phone number
(610) 882-1460
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 709 |
| AUM (Assets Under Management) | $ 211,048,107 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MCDERMOTT INVESTMENT ADVISORS, LLC
CRD#: 132221Bethlehem, PA 18018TRUST BUT VERIFY
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