ER
Edna B. Reyes
TRANSAMERICA FINANCIAL ADVISORS
CONCORD, CA 94520
Some features on this profile are disabled
CRD#: 6150775
ER
Professional summary
Edna Balido Reyes, who also goes by Edna Acierto Balido, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Concord, California.
Edna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Edna has worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Edna Acierto Balido
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." HEARTLAND INSTITUTE OF FINANCIAL EDUCATION | CERTIFIED FINANCIAL EDUCATOR | CONSULTANT | 7/2012 | NOT INVESTMENT RELATED | CONCORD, CA NETLAW | 01/2019 | YES - INVESTMENT RELATED |LOUISVILLE, KY | AGENT F3 INSURANCE SERVICES LLC | 10/2017 | SAN DIEGO, CA |YES INVESTMENT RELATED | AGENT "R" HOMES REALTY; INVESTMENT-RELATED; 5262 HIDDENCREST CT, CONCORD, CA 94521; REAL ESTATE SALES; BROKER-OWNER, 08/1984; 0 HOURS/MONTH; LIST, SHOW, & SELL PROPERTIES REYES- RENTAL PROPERTIES/YES/5262 HIDDENCREST CT, CONCORD, CA, 94521/RENTAL INCOME FROM THE 3 LISTED PROPERTIES. THEY ARE APPROVED AS PITS AND ATTACHED./OWNER/08.09.2001/0/0/NONE SINCE MY HUSBAND AND PROPERTY MANAGER TAKES CARE OF COLLECTING RENT AND MAKING REPAIRS WHEN NECESSARY. LEGACY SHIELD POSITION: none NATURE: estate planning INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2024 ADDRESS: 1 Linscott Rd, Woburn MA 01810, United States DESCRIPTION: Schedule appt with client and company to provide education on estate planning. INHERIGUARD, LLC POSITION: none NATURE: professional services on estate planning INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 30 N. Gould St, Ste 41954, Sheridan WA 82801, United States DESCRIPTION: Schedule appt with client for the company to provide education on estate planning, Client may accept the estate planning services they offer if the client deems it suitable for their needs. THE VOLUNTARY BENEFIT SHOP POSITION: insurance agent NATURE: offer group life insurance INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 12/09/2024 ADDRESS: 203 Market St, Ste 201, Havre De Grace MD 21078, United States DESCRIPTION: speak to HR manager to offer group life or disability benefits for employees
CRS (Client Relationship Summary) - RIA
Click below to view Edna Balido Reyes's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Edna Balido Reyes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 29, 2018 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 2280 Diamond Blvd. Suite 350, Concord, CA 94520RIA
BD
CRD#: 16164
CONCORD, CA
Current
March 18, 2013 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 2280 Diamond Blvd. Suite 350, Concord, CA 94520RIA
BD
CRD#: 16164
CONCORD, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/7/2013)
IAR
California(3/29/2018)
RR
Georgia(10/4/2024)
RR
Nevada(10/28/2014)
RR
Virginia(9/18/2025)
RR
Washington(10/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164Concord, CA 94520TRUST BUT VERIFY
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