Johnathan B. George
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Johnathan Blake George, who also goes by Blake George, Jonathan Blake George, was a registered financial professional .
Johnathan is a previously registered financial professional and started their career in finance in 2013. Johnathan had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2014 - February 14, 2017
USAA FINANCIAL PLANNING SERVICES
September 26, 2014 - February 14, 2017
USAA FINANCIAL ADVISORS, INC.
December 23, 2013 - September 15, 2014
SCOTTRADE, INC.
October 15, 2013 - November 26, 2013
WELLS FARGO CLEARING SERVICES, LLC
March 25, 2013 - June 27, 2013
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
