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Norman Dotch

DOTCH CAPITAL
Stockton, CA
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CRD#: 6150202
ND

Professional summary


Norman Dotch, who also goes by Norman A Dotch Jr., Norman A Dotch, Norman A Dotipp, Norman Dotippjr., is a registered financial advisor currently at DOTCH CAPITAL located in Stockton, California.

Norman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Norman has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Norman A Dotch Jr. | Norman A Dotch | Norman A Dotipp | Norman Dotippjr.

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[NORMAN DOTCH DBA DOTCH CAPITAL; NON-INVESTMENT RELATED; STOCKTON, CA; INSURANCE SALES; INDEPENDENTLY LICENSED INSURNACE AGENT; START DATE: 02/2017; 160 PER MONTH; 160 PER MONTH DURING SECURITIES TRADING HOURS; SALE OF INSURANCE PRODUCTS

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Norman Dotch's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 4, 2021 - Present

DOTCH CAPITAL

RIA
CRD#: 312659
Stockton, CA
Past

September 22, 2014 - February 20, 2020

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
STOCKTON, CA
Past

December 2, 2013 - February 20, 2020

NYLIFE SECURITIES LLC

BD
CRD#: 5167
STOCKTON, CA
Past

June 20, 2013 - August 7, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
STOCKTON, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/4/2021)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 9/5/2013
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


DC
DOTCH CAPITAL
DOTCH CAPITAL | THE DOTCH CAPITAL CORPORATION | DOTCH FINANCIAL & INSURANCE SERVICES, INC.

CRD#: 312659 / SEC#:

California
Registered Investment Advisory firm - (3/4/2021 Approved)
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Contact information


Main Address
Stockton, CA
Mailing Address
Phone number
(209) 981-6558
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Red Flags


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Company Information


DOTCH CAPITAL

CRD#: 312659Stockton, CA

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