DG
Daniel O. Gomes
CAVU WEALTH MANAGEMENT
Lakeside, CA 92040
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CRD#: 6150133
DG
Professional summary
Daniel Owen Gomes, CFP® is a registered financial advisor currently at CAVU WEALTH MANAGEMENT located in Lakeside, California.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Daniel has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) DG CONSOLIDATED LLC PROVIDES CONSULTING SERVICES TO BUSINESSES TO IMPROVE EFFICIENCY AND WORK FLOW PROCESSES SINCE 2016. NON-INVESTMENT RELATED. 5% TIME SPENT. BUSINESS CONDUCTED IN ESCONDIDO, CA 92029. (2) 50% PASSIVE OWNER OF "H-1 OUTFITTERS LLC" MANAGING REAL ESTATE SINCE 2017. NON-INVESTMENT RELATED. BUSINESS CONDUCTED IN HAYDEN, ID 83835. (3) 100% OWNER OF "DG CONSULTANTS GROUP INC." OFFERING TAX PREP/PLANNING AND BUSINESS PRACTICE MANAGEMENT CONSULTING TO NON-SECURITIES RELATED BUSINESSES. NON-INVESTMENT RELATED. 5% TIME SPENT. BUSINESS CONDUCTED AT 2560 Progress Street, Vista, CA 92081
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Owen Gomes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
January 4, 2019 - Present
CAVU WEALTH MANAGEMENT
Office #1: 10001 Maine Ave, Lakeside, CA 92040RIA
CRD#: 299089
Lakeside, CA
Past
December 4, 2014 - February 28, 2020
CAPITAL FINANCIAL CONSULTANTS GROUP, INC.
RIA
CRD#: 133657
San Diego, CA
Past
December 2, 2014 - December 31, 2018
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
SANDPOINT, ID
Past
November 6, 2014 - November 18, 2014
ANCHOR BAY CAPITAL, INC.
RIA
CRD#: 116913
CARLSBAD, CA
Past
November 6, 2014 - November 18, 2014
ANCHOR BAY SECURITIES, LLC
BD
CRD#: 47360
CARLSBAD, CA
Past
March 6, 2013 - November 10, 2014
WILBANKS SECURITIES ADVISORY
RIA
CRD#: 118304
HONOLULU, HI
Past
February 11, 2013 - November 10, 2014
WILBANKS SECURITIES, INC.
BD
CRD#: 40673
HONOLULU, HI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CAVU WEALTH MANAGEMENT
CAVU WEALTH MANAGEMENT | CAVU WEALTH MANAGEMENT INC.
CRD#: 299089 / SEC#: 801-129732
RIA
Registered Investment Advisory firm - (3/22/2024 Approved)Arizona
Registered Investment Advisory firm - (4/16/2024 Terminated)California
Registered Investment Advisory firm - (5/16/2024 Terminated)Idaho
Registered Investment Advisory firm - (4/16/2024 Terminated)Montana
Registered Investment Advisory firm - (4/29/2024 Terminated)Texas
Registered Investment Advisory firm - (4/16/2024 Terminated)Washington
Registered Investment Advisory firm - (5/16/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/4/2019)
IAR
Idaho(1/28/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CW
CAVU WEALTH MANAGEMENT
CAVU WEALTH MANAGEMENT | CAVU WEALTH MANAGEMENT INC.
CRD#: 299089 / SEC#: 801-129732
RIA
Registered Investment Advisory firm - (3/22/2024 Approved)Arizona
Registered Investment Advisory firm - (4/16/2024 Terminated)California
Registered Investment Advisory firm - (5/16/2024 Terminated)Idaho
Registered Investment Advisory firm - (4/16/2024 Terminated)Montana
Registered Investment Advisory firm - (4/29/2024 Terminated)Texas
Registered Investment Advisory firm - (4/16/2024 Terminated)Washington
Registered Investment Advisory firm - (5/16/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10001 Maine Ave, Lakeside, CA 92040
Mailing Address
Phone number
(858) 360-7800
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 859 |
| AUM (Assets Under Management) | $ 174,988,843 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
