Daniel O. Gomes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Owen Gomes, CFP® was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2013. Daniel had worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2015
Experience
January 4, 2019 - December 12, 2025
CAVU WEALTH MANAGEMENT
December 4, 2014 - February 28, 2020
CAPITAL FINANCIAL CONSULTANTS GROUP, INC.
December 2, 2014 - December 31, 2018
INDEPENDENT FINANCIAL GROUP, LLC
November 6, 2014 - November 18, 2014
ANCHOR BAY CAPITAL, INC.
November 6, 2014 - November 18, 2014
ANCHOR BAY SECURITIES, LLC
March 6, 2013 - November 10, 2014
WILBANKS SECURITIES ADVISORY
February 11, 2013 - November 10, 2014
WILBANKS SECURITIES, INC.
Primary Firm SEC Registration
CAVU WEALTH MANAGEMENT
CRD#: 299089 / SEC#: 801-129732
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAVU WEALTH MANAGEMENT
CRD#: 299089 / SEC#: 801-129732
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 859 |
| AUM (Assets Under Management) | $ 174,988,843 |
Red Flags
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