JC
James C. Crumbliss
BARNETT & CO
Chattanooga, TN 37402-4476
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CRD#: 6149932
JC
Professional summary
James Clay Crumbliss Jr, who also goes by James C Crumbliss Jr, James C Crumbliss, James Clay Crumbliss, is a registered financial advisor currently at BARNETT & CO INC located in Chattanooga, Tennessee.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. James has worked at 4 firms and has passed the Series 63, Series 86, Series 87, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James C Crumbliss Jr | James C Crumbliss | James Clay Crumbliss
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
XVI Ventures, LLC ||not investment related || Passive Holding Company ||LOCATED: 711 Signal Mountain Rd #152, Chattanooga, TN 37405 ||Officer ||START: 02/2024 ||DEVOTE: 0hrs/mth with none during securities trading hrs || Duties: None, passive holding company Clozetivity of Greater Chattanooga, LLC ||not investment related || Custom Closet Solutions ||LOCATED: 711 Signal Mountain Rd #152, Chattanooga, TN 37405 ||Officer ||START: 02/2024 ||DEVOTE: 10hrs/mth with none during securities trading hrs ||Duties: Closet designs; schedule installations Oakleaf Organizing, LLC ||not investment related || Organizing Company||LOCATED: 711 Signal Mountain Rd #152, Chattanooga, TN 37405 ||Officer ||START: 02/2024 ||DEVOTE: 0hrs/mth with none during securities trading hrs || Duties: None, does not operate Oaktree Education, Inc. ||not investment related || K-12 Tutoring & Exam Prep ||LOCATED: 313 Arrow Drive Signal Mountain, TN 37377 ||Officer ||START: 02/2023 ||DEVOTE: 10hrs/mth with none during securities trading hrs || Duties: None, does not operate
CRS (Client Relationship Summary) - RIA
Click below to view James Clay Crumbliss Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 3, 2025 - Present
BARNETT & CO INC
Office #1: 1300 Broad Street Suite 303, Chattanooga, TN 37402-4476RIA
CRD#: 105867
Chattanooga, TN
Past
January 13, 2022 - January 8, 2024
ICR CAPITAL LLC
BD
CRD#: 174952
NORWALK, CT
Past
June 21, 2018 - November 15, 2021
GUGGENHEIM SECURITIES, LLC
BD
CRD#: 40638
NEW YORK, NY
Past
February 24, 2013 - July 12, 2018
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
B&
BARNETT & CO INC
BARNETT & CO INC | WWW.BARNETTANDCOMPANY.COM
CRD#: 105867 / SEC#: 801-20295
RIA
Registered Investment Advisory firm - (2/6/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(7/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
B&
BARNETT & CO INC
BARNETT & CO INC | WWW.BARNETTANDCOMPANY.COM
CRD#: 105867 / SEC#: 801-20295
RIA
Registered Investment Advisory firm - (2/6/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1300 Broad Street Suite 303, Chattanooga, TN 37402-4476
Mailing Address
Phone number
(423) 756-0125
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 289 |
| AUM (Assets Under Management) | $ 174,961,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BARNETT & CO INC
CRD#: 105867Chattanooga, TN 37402-4476TRUST BUT VERIFY
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