Andrew Caspersen
Professional summary
Andrew Caspersen was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Andrew is a previously registered financial professional and started their career in finance in 2013. Prior to being barred, Andrew had worked at 1 firm, which includes PARK HILL GROUP LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2013 - March 31, 2016
PARK HILL GROUP LLC
State Registrations and Notice Filings
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Exams
Current Firm
PARK HILL GROUP LLC
CRD#: 135898 / SEC#: , 8-66958
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PHG HOLDINGS L.L.C. | SOLE OWNER/MEMBER | |
| FIGUR, DAVID CARL | MANAGING DIRECTOR/FINANCIAL AND OPERATIONS PRINCIPAL | 5127533 |
| FLANAGAN, TARA ELIZABETH | CHIEF COMPLIANCE OFFICER | 2540823 |
| LEE, JIYEUN | DIRECTOR | 1859635 |
| LEVINE, BRIAN D | CHIEF EXECUTIVE OFFICER, DIRECTOR AND PRINCIPAL | 2861011 |
| MEATES, HELEN THERESE | CHIEF FINANCIAL OFFICER/DIRECTOR | 2271715 |
| TAUBMAN, PAUL JEFFREY | DIRECTOR | 1567776 |
Red Flags
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