Robert C. Schwaner

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CRD#: 6149550

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert C Schwaner, who also goes by Robert C Schwaner III, Robert Chester Schwaner, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 2013. Robert had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robert C Schwaner Iii | Robert Chester Schwaner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am the owner of Bubba Ops LLC, the business is not investment related. I am the owner and the company focuses primarily on dropshipping on ebay and amazon. the address is 101 W Ostend St Baltimore MD 21230. I put this business in place in April of 2018. I devote 2-5 hours per week towards this business at the moment. I do not spend any time on this business during trading hours. Also I am a sales rep for Big Tree Industries in California. I started working there in the beginning of September 2020. It is not investment related. Business address is 1500 El Camino Ave, Sacramento CA 95815. I spend about 30 hours a week working for this company and approximately 15 hours a week during trading hours. My role is to reach out to potential clients and develop a business relationship where they would be clients purchasing our goods.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 2, 2020 - January 6, 2024

LENZ INTEGRITY FINANCIAL

RIA

CRD#: 308335

GLYNDON, MD

Past

February 11, 2016 - October 12, 2018

TD AMERITRADE, INC.

RIA

CRD#: 7870

North Bethesda, MD

Past

February 11, 2016 - October 12, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

North Bethesda, MD

Past

February 8, 2016 - October 12, 2018

TD AMERITRADE, INC.

CRD#: 7870

North Bethesda, MD

Past

March 12, 2015 - January 29, 2016

EQUITY SERVICES, INC.

RIA

CRD#: 265

TIMONIUM, MD

Past

March 6, 2015 - January 29, 2016

EQUITY SERVICES, INC.

CRD#: 265

TIMONIUM, MD

Past

March 20, 2013 - September 18, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BALTIMORE, MD

Past

February 8, 2013 - September 18, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/8/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/7/2013

General Securities Representative Examination

Current Firm

LENZ INTEGRITY FINANCIAL

LENZ INTEGRITY FINANCIAL | LENZ INTEGRITY FINANCIAL, LLC

CRD#: 308335 / SEC#:

Maryland

Registered Investment Advisory firm - (5/21/2020 Approved)

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Contact information

Main Address

Glyndon, MD

Mailing Address

Phone number

(410) 491-4695

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert C. Schwaner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LENZ INTEGRITY FINANCIAL

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 3/8/2013

SIE

Date: 10/1/2018

Series 7

Date: 2/7/2013

Current Firm

LENZ INTEGRITY FINANCIAL

Contact information

Documents

Red Flags

Company Information

LENZ INTEGRITY FINANCIAL

TRUST BUT VERIFY

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