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DS

Dylan J. Schneider

ARES WEALTH MANAGEMENT SOLUTIONS
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 6149375
DS

Professional summary

Dylan Jacob Schneider is a registered financial professional currently at ARES WEALTH MANAGEMENT SOLUTIONS, LLC located in Dallas, Texas and ARES MANAGEMENT CAPITAL MARKETS LLC located in Dallas, Texas.

Dylan is registered as a RR (Registered Representative) and started their career in finance in 2013. Dylan has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dylan Jacob Schneider's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 13, 2024 - Present

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

Office #1: 2601 Olive Street, Suite 2150, Dallas, TX 75201
BD
CRD#: 119546
Dallas, TX
Current

June 17, 2024 - Present

ARES MANAGEMENT CAPITAL MARKETS LLC

Office #1: 2601 Olive Street Suite 2150, Dallas, TX 75201
BD
CRD#: 166219
Dallas, TX
Past

March 9, 2023 - April 16, 2024

TCW INVESTMENT MANAGEMENT COMPANY LLC

RIA
CRD#: 106546
LOS ANGELES, CA
Past

April 18, 2017 - April 16, 2024

TCW FUNDS DISTRIBUTORS LLC

BD
CRD#: 16670
LOS ANGELES, CA
Past

June 26, 2015 - April 12, 2017

LAZARD ASSET MANAGEMENT SECURITIES LLC

BD
CRD#: 129119
NEW YORK, NY
Past

April 8, 2013 - June 18, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
LINWOOD, NJ
Past

March 18, 2013 - June 18, 2015

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
LINWOOD, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/13/2024)
RR
Alaska
(5/13/2024)
RR
Arizona
(5/13/2024)
RR
Arkansas
(5/13/2024)
RR
California
(5/13/2024)
RR
Colorado
(5/13/2024)
RR
Connecticut
(5/13/2024)
RR
Delaware
(5/13/2024)
RR
District of Columbia
(5/13/2024)
RR
Florida
(5/13/2024)
RR
Georgia
(5/13/2024)
RR
Hawaii
(5/13/2024)
RR
Idaho
(5/13/2024)
RR
Illinois
(5/13/2024)
RR
Indiana
(5/13/2024)
RR
Iowa
(5/13/2024)
RR
Kansas
(5/13/2024)
RR
Kentucky
(5/13/2024)
RR
Louisiana
(5/13/2024)
RR
Maine
(5/13/2024)
RR
Maryland
(5/13/2024)
RR
Massachusetts
(5/13/2024)
RR
Michigan
(5/13/2024)
RR
Minnesota
(5/13/2024)
RR
Mississippi
(5/13/2024)
RR
Missouri
(5/13/2024)
RR
Montana
(5/13/2024)
RR
Nebraska
(5/13/2024)
RR
Nevada
(5/13/2024)
RR
New Hampshire
(5/13/2024)
RR
New Jersey
(5/13/2024)
RR
New Mexico
(5/13/2024)
RR
New York
(5/13/2024)
RR
North Carolina
(5/13/2024)
RR
North Dakota
(5/13/2024)
RR
Ohio
(5/13/2024)
RR
Oklahoma
(5/13/2024)
RR
Oregon
(5/13/2024)
RR
Pennsylvania
(5/13/2024)
RR
Puerto Rico
(5/13/2024)
RR
Rhode Island
(5/13/2024)
RR
South Carolina
(5/13/2024)
RR
South Dakota
(5/13/2024)
RR
Tennessee
(5/13/2024)
RR
Texas
(5/13/2024)
RR
Utah
(5/13/2024)
RR
Vermont
(5/13/2024)
RR
Virgin Islands
(5/13/2024)
RR
Virginia
(5/13/2024)
RR
Washington
(5/13/2024)
RR
West Virginia
(5/13/2024)
RR
Wisconsin
(5/13/2024)
RR
Wyoming
(5/13/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/5/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 7/10/2015
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 3/15/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AM
ARES MANAGEMENT CAPITAL MARKETS LLC
ARES INVESTOR SERVICES LLC | ARES MANAGEMENT CAPITAL MARKETS LLC

CRD#: 166219 / SEC#: , 8-69194

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
1800 Avenue Of The Stars Suite 1400, Los Angeles, CA 90067
Mailing Address
1800 Avenue Of The Stars Suite 1400, Los Angeles, CA 90067
Phone number
(310) 432-8708
Established
Delaware since 01/20/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ARES MANAGEMENT LLCMEMBER130074
BRAUN, HEATHER GROSSMANCOO3141608
INFANGER, MARK CHARLESCFO AND FINOP2369723
MAGNER, BRIANCCO3069172
PAWLOWSKI, ANTHONY JOHNPRESIDENT4337887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARES MANAGEMENT CAPITAL MARKETS LLC

CRD#: 166219Dallas, TX 75201

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