Valerie Ann Rivera
CFP®Professional Summary
Valerie Ann Rivera, CFP®, who also goes by Valerie Ann Garcia, Valerie Ann Rivera, is a registered financial advisor currently at FIRSTGEN WEALTH located in Chicago, Illinois. Valerie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Valerie has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Business Services
- Estate & Legacy Planning
- Risk Management & Insurance
- Financial Planning
- Investment Management
- Education Funding
- Tax Planning
- Retirement Planning
Specializations
Biography
Hi! I'm Valerie Rivera, CFP® . Thanks for checking out my profile! A little bit about me: I am a First in my family. The first to go to college. The first to break barriers at work. The first to make more money than my parents ever did. I did not grow up reading the Wall Street Journal on my dad's lap. There was no financial safety net. I built my own. I entered financial...
Other Aliases
Valerie Ann Garcia, Valerie Ann Rivera
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
FIRSTGEN WEALTH | FIRSTGEN WEALTH LLC
Contact Information
Main Address
Chicago, ILPhone Number
(773) 217-0611# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
80AUM (Assets Under Management)
$6,900,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/7/2023)
(4/19/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Valerie Ann Rivera's CRS (Customer Relationship Summary).
Services Offered by Valerie
- Business Services
- Estate & Legacy Planning
- Risk Management & Insurance
- Financial Planning
- Investment Management
- Education Funding
- Tax Planning
- Retirement Planning
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