Alicia G. Klein

CAMBRIDGE FINANCIAL GROUP

Tucson, AZ 85704

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CRD#: 6148943

Professional summary

Alicia Gabrielle Klein, CFP®, who also goes by Alicia Gabrielle Reiner, is a registered financial advisor currently at CAMBRIDGE FINANCIAL GROUP, LLC located in Tucson, Arizona.

Alicia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Alicia has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alicia Gabrielle Reiner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Board Member for FPA of Southern Arizona, volunteer position, start date: August 2018, 1-3 hours per month. Board Member for ACP, volunteer position, start date: Jan 2019, 1-2 hours per week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alicia Gabrielle Klein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

March 12, 2013 - Present

CAMBRIDGE FINANCIAL GROUP, LLC

Office #1: 6700 N. Oracle Rd. Suite 324, Tucson, AZ 85704

RIA

CRD#: 117428

Tucson, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAMBRIDGE FINANCIAL GROUP, LLC

CAMBRIDGE FINANCIAL GROUP, LLC | MARCHAND, PENNY BOONE

CRD#: 117428 / SEC#: 801-110472

RIA

Registered Investment Advisory firm - (4/24/2017 Approved)

Arizona

Registered Investment Advisory firm - (5/30/2017 Terminated)

California

Registered Investment Advisory firm - (6/29/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/12/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/4/2013

Uniform Investment Adviser Law Examination

Current Firm

CAMBRIDGE FINANCIAL GROUP, LLC

CAMBRIDGE FINANCIAL GROUP, LLC | MARCHAND, PENNY BOONE

CRD#: 117428 / SEC#: 801-110472

RIA

Registered Investment Advisory firm - (4/24/2017 Approved)

Arizona

Registered Investment Advisory firm - (5/30/2017 Terminated)

California

Registered Investment Advisory firm - (6/29/2017 Terminated)

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Contact information

Main Address

6700 N. Oracle Rd. Suite 324, Tucson, AZ 85704

Mailing Address

Phone number

(520) 531-0550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CFG ADV PART 2A ANNUAL AMENDMENT V.01.23.25 (1/23/2025)

Regulatory assets under management

Total Number of Accounts	1,372
AUM (Assets Under Management)	$ 538,870,193

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alicia G. Klein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alicia Gabrielle Klein's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE FINANCIAL GROUP, LLC

Primary Firm SEC Registration

CAMBRIDGE FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/4/2013

Current Firm

CAMBRIDGE FINANCIAL GROUP, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAMBRIDGE FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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