Steven J. Gaynor
Professional summary
Steven J Gaynor, who also goes by Steve J Gaynor, is a registered financial professional currently at BRITEHORN SECURITIES located in Denver, Colorado.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2013. Steven has worked at 2 firms and has passed the Series 63, SIE, Series 62 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven J Gaynor's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 24, 2016 - Present
BRITEHORN SECURITIES
Office #1: 1401 Lawrence St Suite 1600, Denver, CO 80202February 20, 2013 - August 29, 2016
M&A SECURITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/24/2016)
(4/14/2021)
(9/21/2025)
Exams
Series 62
Date: 12/10/2013
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
BRITEHORN SECURITIES
CRD#: 36402 / SEC#: , 8-47217
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
