Paul W. Menard
Professional summary
Paul William Menard, who also goes by Paul W Menard, is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Nashville, Tennessee.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2013. Paul has worked at 8 firms and has passed the Series 63, Series 65, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul William Menard's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2023 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: Highland Ridge Ii 555 Marriott Drive, Suite 510, Nashville, TN 37214-5108May 17, 2019 - April 3, 2023
NATIONWIDE INVESTMENT ADVISORS, LLC
May 17, 2019 - April 3, 2023
NATIONWIDE INVESTMENT SERVICES CORPORATION
July 11, 2018 - February 4, 2019
PARK AVENUE SECURITIES LLC
April 6, 2017 - June 20, 2018
PRINCIPAL SECURITIES, INC.
March 31, 2017 - June 20, 2018
PRINCIPAL SECURITIES, INC.
May 4, 2015 - April 6, 2017
LPL FINANCIAL LLC
February 27, 2015 - March 27, 2017
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT
February 18, 2013 - October 20, 2014
FUTR FAMILY MANAGEMENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/21/2023)
(4/21/2023)
(4/21/2023)
(4/21/2023)
Exams
Series 99TO
Date: 11/22/2023
Operations Professional ExaminationFINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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