NM
Neil L. Maggi
TRENDSCAST FINANCIAL LLC
Eighty Four, PA 15330
Some features on this profile are disabled
CRD#: 6148668
NM
Professional summary
Neil Louis Maggi is a registered financial advisor currently at TRENDSCAST FINANCIAL LLC located in Eighty Four, Pennsylvania.
Neil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Neil has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Neil Louis Maggi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 28, 2013 - Present
TRENDSCAST FINANCIAL LLC
Office #1: 1056 Route 519, Eighty Four, PA 15330RIA
CRD#: 166470
Eighty Four, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/9/2021)
IAR
Florida(4/27/2020)
IAR
Pennsylvania(2/28/2013)
IAR
Tennessee(9/13/2021)
IAR
Texas(11/4/2020)
Current Firm
TF
TRENDSCAST FINANCIAL LLC
TRENDSCAST FINANCIAL LLC
CRD#: 166470 / SEC#:
California
Registered Investment Advisory firm - (2/9/2021 Approved)Florida
Registered Investment Advisory firm - (4/27/2020 Approved)Pennsylvania
Registered Investment Advisory firm - (2/28/2013 Approved)Tennessee
Registered Investment Advisory firm - (8/25/2021 Approved)Texas
Registered Investment Advisory firm - (11/4/2020 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1056 Route 519, Eighty Four, PA 15330
Mailing Address
Phone number
(724) 705-7907
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 344 |
| AUM (Assets Under Management) | $ 25,450,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
