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MG

Michael H. Giles

INTERCHANGE CLEARING LLC
VANCOUVER, WA 98660
Some features on this profile are disabled
CRD#: 6148642
MG

Professional summary

Michael Harland Giles is a registered financial professional currently at INTERCHANGE CLEARING LLC located in Vancouver, Washington.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2013. Michael has worked at 4 firms and has passed the SIE, Series 79, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Harland Giles's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 12, 2025 - Present

INTERCHANGE CLEARING LLC

Office #1: 700 Washington Street Suite 401, Vancouver, WA 98660
BD
CRD#: 332577
VANCOUVER, WA
Past

April 14, 2021 - May 17, 2023

EMBED CLEARING LLC

BD
CRD#: 309519
VANCOUVER, WA
Past

June 12, 2015 - January 7, 2020

CASH APP INVESTING LLC

BD
CRD#: 144076
Portland, OR
Past

April 26, 2013 - October 7, 2014

PENNALUNA & COMPANY

BD
CRD#: 11604
COEUR D'ALENE, ID

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 12/26/2013
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 4/25/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/15/2015
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

IC
INTERCHANGE CLEARING LLC
INTERCHANGE CLEARING LLC

CRD#: 332577 / SEC#: , 8-71264

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
700 Washington Street Suite 401, Vancouver, WA 98660
Mailing Address
700 Washington Street Suite 401, Vancouver, WA 98660
Phone number
+1 (855) 468-7934
Established
Delaware since 06/25/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
INTERCHANGE FINANCIAL TECHNOLOGIES INC.OWNER
BARBANO, LYNLEY ESTELLEPRINCIPAL OPERATIONS OFFICER2239052
BRIDGEFORD, LISA ANNCHIEF COMPLIANCE OFFICER2226230
GILES, MICHAEL HARLANDCEO/PRESIDENT6148642
WEITKAM, LOUIS IIIFINOP, PRINCIPAL FINANCIAL OFFICER3271399

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTERCHANGE CLEARING LLC

CRD#: 332577Vancouver, WA 98660

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