Daniel John Caparrelli
Professional Summary
Daniel John Caparrelli is a registered financial advisor currently at THURSTON SPRINGER ADVISORS located in Richmond, Virginia and THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. located in Richmond, Virginia. Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Daniel has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
ADAMS COUNTY FINANCIAL RESOURCES | WESLEY BATES WEALTH MANAGEMENT | WALKER INVESTMENTS | VANTAGE WEALTH MANAGEMENT | TRINITY CAPITAL MANAGEMENT | THURSTON SPRINGER RETIREMENT SERVICES | THURSTON SPRINGER FINANCIAL | THURSTON SPRINGER ADVISORS, LLC | THURSTON SPRINGER ADVISORS | THORSON TAX & FINANCIAL | THE PATZER GROUP WEALTH MANAGEMENT | THE BARTHEL AGENCY | THE BALDASSARI GROUP | TARGETED RETIREMENT STRATEGIES | T.S. PHILLIPS INVESTMENTS | SPRAWLS FINANCIAL | SMITH WEALTH | RETIREMENT AND ESTATE PLANNING SERVICES | PRINCIPIA PRIVATE WEALTH | ONTRACK CAPITAL MANAGEMENT | NORTH STAR FINANCIAL | MORAN WEALTH MANAGEMENT | LAVELLE FINANCIAL | LANDMARK FINANCIAL SERVICES | JOHN KERR FINANCIAL | JKS INVESTMENT GROUP | J. SIMON & COMPANY | INVESTMENT STRATEGIES | INTEGRITY WEALTH SOLUTIONS | HOLCOMB WEALTH MANAGEMENT | HNS ADVISORS | G & M INVESTMENT GROUP | FRATARCANGELI WEALTH MANAGEMENT | ELIAS FINANCIAL NETWORK LLC | DAMER WEALTH MANAGEMENT | CONSERVATION WEALTH MANAGEMENT | COHEN CAPITAL MANAGEMENT GROUP | CHIDDISTER FINANCIAL ASSOCIATES | CERULEAN CAPITAL MANAGEMENT, LLC | BUCHANAN WEALTH MANAGEMENT OF TRINITY CAPITAL MANAGEMENT | BCT FINANCIAL | BADDERS & MOORE WEALTH MANAGEMENT OF TRINITY CAPITAL | ASCEND WEALTH | AP CAPITAL MANAGEMENT | ANN A. MOORE FINANCIAL MANAGEMENT | AMERICAN PENSION ADVISORS | ALPHA POINTE CAPITAL
Contact Information
Main Address
9000 Keystone Crossing Suite 700, Indianapolis, IN 46240Phone Number
(317) 581-4000# of Employees
100SEC notice filing (41 States and Territories)
Registered to provide investment advisory services in 41 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
9,751AUM (Assets Under Management)
$6,008,300,727Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/21/2025 | Cover Page | Report |
| 02/28/2024 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ADAMS COUNTY FINANCIAL RESOURCES | WESLEY BATES WEALTH MANAGEMENT | WALKER INVESTMENTS | VANTAGE WEALTH MANAGEMENT | TRINITY CAPITAL MANAGEMENT | THURSTON SPRINGER RETIREMENT SERVICES | THURSTON SPRINGER FINANCIAL | THURSTON SPRINGER ADVISORS, LLC | THURSTON SPRINGER ADVISORS | THORSON TAX & FINANCIAL | THE PATZER GROUP WEALTH MANAGEMENT | THE BARTHEL AGENCY | THE BALDASSARI GROUP | TARGETED RETIREMENT STRATEGIES | T.S. PHILLIPS INVESTMENTS | SPRAWLS FINANCIAL | SMITH WEALTH | RETIREMENT AND ESTATE PLANNING SERVICES | PRINCIPIA PRIVATE WEALTH | ONTRACK CAPITAL MANAGEMENT | NORTH STAR FINANCIAL | MORAN WEALTH MANAGEMENT | LAVELLE FINANCIAL | LANDMARK FINANCIAL SERVICES | JOHN KERR FINANCIAL | JKS INVESTMENT GROUP | J. SIMON & COMPANY | INVESTMENT STRATEGIES | INTEGRITY WEALTH SOLUTIONS | HOLCOMB WEALTH MANAGEMENT | HNS ADVISORS | G & M INVESTMENT GROUP | FRATARCANGELI WEALTH MANAGEMENT | ELIAS FINANCIAL NETWORK LLC | DAMER WEALTH MANAGEMENT | CONSERVATION WEALTH MANAGEMENT | COHEN CAPITAL MANAGEMENT GROUP | CHIDDISTER FINANCIAL ASSOCIATES | CERULEAN CAPITAL MANAGEMENT, LLC | BUCHANAN WEALTH MANAGEMENT OF TRINITY CAPITAL MANAGEMENT | BCT FINANCIAL | BADDERS & MOORE WEALTH MANAGEMENT OF TRINITY CAPITAL | ASCEND WEALTH | AP CAPITAL MANAGEMENT | ANN A. MOORE FINANCIAL MANAGEMENT | AMERICAN PENSION ADVISORS | ALPHA POINTE CAPITAL
State Registrations and Notice Filings
(11/28/2025)
(11/28/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Sep 2019About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Oct 2017About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Daniel John Caparrelli's CRS (Customer Relationship Summary).
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