Michael T. Middleton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Travis Middleton was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2013. Michael had worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2019 - May 31, 2019
FORESTERS ADVISORY SERVICES, LLC
February 7, 2019 - May 31, 2019
FORESTERS FINANCIAL SERVICES, INC.
November 23, 2016 - February 19, 2019
FORESTERS ADVISORY SERVICES, LLC
January 1, 2013 - December 31, 2014
QUANTVEST INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 2/7/2019
General Securities Representative ExaminationCurrent Firm
FORESTERS ADVISORY SERVICES, LLC
CRD#: 164663 / SEC#: 801-76877
Contact information
Red Flags
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