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Christopher Cook

BRIA CAPITAL GROUP
WESLEY CHAPEL, FL
·CRD# 6148138·10 years experience

Professional Summary

Christopher Cook, who also goes by Chris Cook, is a registered financial advisor currently at BRIA CAPITAL GROUP, LLC located in Wesley Chapel, Florida. Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Christopher has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Cook

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

BRIA CAPITAL GROUP, LLC·CRD# 175258
RIA
2044 Ashley Oaks Circle, #102, Wesley Chapel, FL 33544
November 19, 2025 - Present
BRIGHT FUTURES WEALTH MANAGEMENT, LLC·CRD# 284920
RIA
Pittsford, NY
August 23, 2021 - June 2, 2022
CETERA ADVISORS LLC·CRD# 10299
RIA
Pittsford, NY
March 31, 2021 - May 31, 2022
CETERA ADVISORS LLC·CRD# 10299
BD
Pittsford, NY
October 5, 2020 - May 31, 2022
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Pittsford, NY
June 29, 2016 - September 29, 2020

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Current Firm

BC
BRIA CAPITAL GROUP, LLC

BRIA CAPITAL GROUP, LLC

CRD#: 175258 / SEC#: 801-134904
RIA
Registered Investment Advisory firm - SEC (12/9/2025 Approved)
Florida
Registered Investment Advisory firm - Florida (12/18/2025 Terminated)
New York
Registered Investment Advisory firm - New York (12/18/2025 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (12/23/2025 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (7/5/2022 Terminated)
Texas
Registered Investment Advisory firm - Texas (12/18/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2044 Ashley Oaks Circle, #102, Wesley Chapel, FL 33544

Phone Number

(813) 448-1122

# of Employees

5

SEC notice filing (7 States and Territories)

Registered to provide investment advisory services in 7 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BRIA CAPITAL GROUP - FORM ADV PART 2A - MARCH 30, 2026 (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

312

AUM (Assets Under Management)

$155,129,219

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 11/2025 ; APX NUMBER OF HOURS PER WEEK: 8 ; APX NUMBER OF HOURS DURING TRADING HOURS: 8 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT ; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE ;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BRIA CAPITAL GROUP, LLC

BRIA CAPITAL GROUP, LLC

CRD#: 175258 / SEC#: 801-134904
RIA
Registered Investment Advisory firm - SEC (12/9/2025 Approved)
Florida
Registered Investment Advisory firm - Florida (12/18/2025 Terminated)
New York
Registered Investment Advisory firm - New York (12/18/2025 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (12/23/2025 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (7/5/2022 Terminated)
Texas
Registered Investment Advisory firm - Texas (12/18/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(11/25/2025)
IAR
New York
(11/19/2025)
IAR
North Carolina
(11/19/2025)
IAR
Texas
(11/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2025About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2016About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Christopher Cook's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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