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JA

John F. Angier

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CRD#: 6148
JA

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Francis Angier JR was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1973. John had worked at 7 firms and has passed the Series 63, Series 1 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 19, 1981 - December 31, 1987

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

BD
CRD#: 5774
Past

August 12, 1980 - May 1, 1981

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
Past

August 2, 1979 - August 23, 1980

FIRST AFFILIATED SECURITIES, INC.

BD
CRD#: 6871
Past

April 10, 1978 - September 20, 1979

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
Past

January 30, 1978 - May 27, 1978

BLYTH EASTMAN DILLON & CO. INCORPORATED

BD
CRD#: 6361
Past

February 3, 1977 - February 4, 1978

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
Past

December 5, 1975 - January 31, 1977

MOSELEY, HALLGARTEN & ESTABROOK INC

BD
CRD#: 7501
Past

February 6, 1974 - January 16, 1975

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

October 2, 1973 - March 14, 1974

DUPONT WALSTON, INCORPORATED

BD
CRD#: 870

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/29/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 1
Date: 9/28/1973
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 8
Date: 1/29/1986
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm


AN
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774 / SEC#: , 8-16458

BD
Terminated by FINRA on 08/24/1992
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 03/11/1971
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

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