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John Francis Angier Jr

CRD# 6148·Registered 1973 - 1987
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Francis Angier JR was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1973 - 1987. John had worked at 7 firms and has passed the Series 63, Series 1 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

53 years in the financial services industry

Current & Past Employments

ANCHOR NATIONAL FINANCIAL SERVICES, INC.·CRD# 5774
BD
May 19, 1981 - December 31, 1987
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
August 12, 1980 - May 1, 1981
FIRST AFFILIATED SECURITIES, INC.·CRD# 6871
BD
August 2, 1979 - August 23, 1980
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
April 10, 1978 - September 20, 1979
BLYTH EASTMAN DILLON & CO. INCORPORATED·CRD# 6361
BD
January 30, 1978 - May 27, 1978
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
February 3, 1977 - February 4, 1978
MOSELEY, HALLGARTEN & ESTABROOK INC·CRD# 7501
BD
December 5, 1975 - January 31, 1977
E. F. HUTTON & COMPANY INC·CRD# 235
BD
February 6, 1974 - January 16, 1975
DUPONT WALSTON, INCORPORATED·CRD# 870
BD
October 2, 1973 - March 14, 1974

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Current Firm

AN
ANCHOR NATIONAL FINANCIAL SERVICES, INC.

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774 / SEC#: 8-16458
BD
Terminated by FINRA on 08/24/1992

Contact Information

Established

Delaware since 03/11/1971

Firm Type

Corporation

Fiscal Year End

September

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1986About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Sep 1973

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Jan 1986

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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