John F. Angier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Angier JR was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1973. John had worked at 7 firms and has passed the Series 63, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 1981 - December 31, 1987
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
August 12, 1980 - May 1, 1981
THOMSON MCKINNON SECURITIES INC.
August 2, 1979 - August 23, 1980
FIRST AFFILIATED SECURITIES, INC.
April 10, 1978 - September 20, 1979
THOMSON MCKINNON SECURITIES INC.
January 30, 1978 - May 27, 1978
BLYTH EASTMAN DILLON & CO. INCORPORATED
February 3, 1977 - February 4, 1978
THOMSON MCKINNON SECURITIES INC.
December 5, 1975 - January 31, 1977
MOSELEY, HALLGARTEN & ESTABROOK INC
February 6, 1974 - January 16, 1975
E. F. HUTTON & COMPANY INC
October 2, 1973 - March 14, 1974
DUPONT WALSTON, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/28/1973
Registered Representative ExaminationSeries 8
Date: 1/29/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
CRD#: 5774 / SEC#: , 8-16458
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
