DL
David W. Latko
LATKO WEALTH MANAGEMENT, LTD.
Frankfort, IL 60423
Some features on this profile are disabled
CRD#: 6147725
DL
Professional summary
David Warren Latko JR is a registered financial advisor currently at LATKO WEALTH MANAGEMENT, LTD. located in Frankfort, Illinois and LPL FINANCIAL LLC located in Frankfort, Illinois.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. David has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 05/05/2016 * Latko Wealth Management * Registered Investment Advisor Hybrid * (Hybrid) Latko Wealth Management * inv rel * at reported business location(s) * time spent 95%
2) 5/21/2018 - Latko Financial Group, LTD. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/14/2016 - 3 Hours Per Month/0 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view David Warren Latko JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 24, 2016 - Present
LATKO WEALTH MANAGEMENT, LTD.
Office #1: 45 East Colorado Avenue, Frankfort, IL 60423RIA
CRD#: 282423
Frankfort, IL
Current
June 15, 2016 - Present
LPL FINANCIAL LLC
Office #1: 45 East Colorado Ave, Frankfort, IL 60423-1385RIA
BD
CRD#: 6413
Frankfort, IL
Past
June 15, 2016 - June 15, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LATKO WEALTH MANAGEMENT, LTD.
LATKO WEALTH MANAGEMENT | LATKO WEALTH MANAGEMENT, LTD.
CRD#: 282423 / SEC#: 801-113279
RIA
Registered Investment Advisory firm - (5/16/2018 Approved)Colorado
Registered Investment Advisory firm - (9/17/2019 Terminated)Florida
Registered Investment Advisory firm - (5/15/2018 Terminated)Illinois
Registered Investment Advisory firm - (5/15/2018 Terminated)Indiana
Registered Investment Advisory firm - (5/15/2018 Terminated)Texas
Registered Investment Advisory firm - (5/15/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/11/2020)
IAR
Colorado(3/17/2017)
RR
Colorado(9/11/2020)
RR
Florida(8/3/2018)
RR
Georgia(8/3/2018)
IAR
Illinois(3/24/2016)
RR
Illinois(6/30/2016)
RR
Indiana(8/3/2018)
RR
Kentucky(9/11/2020)
RR
Ohio(9/13/2020)
RR
Tennessee(6/17/2021)
IAR
Texas(3/24/2016)
RR
Texas(11/25/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/23/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LW
LATKO WEALTH MANAGEMENT, LTD.
LATKO WEALTH MANAGEMENT | LATKO WEALTH MANAGEMENT, LTD.
CRD#: 282423 / SEC#: 801-113279
RIA
Registered Investment Advisory firm - (5/16/2018 Approved)Colorado
Registered Investment Advisory firm - (9/17/2019 Terminated)Florida
Registered Investment Advisory firm - (5/15/2018 Terminated)Illinois
Registered Investment Advisory firm - (5/15/2018 Terminated)Indiana
Registered Investment Advisory firm - (5/15/2018 Terminated)Texas
Registered Investment Advisory firm - (5/15/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
45 East Colorado Avenue, Frankfort, IL 60423
Mailing Address
Phone number
(815) 469-8887
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,058 |
| AUM (Assets Under Management) | $ 282,669,396 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
