Resa Ann Thomas
Professional Summary
Resa Ann Thomas is a registered financial advisor currently at COLLABORATIVE PORTFOLIO MANAGEMENT located in Overland Park, Kansas. Resa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Resa has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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BASTION FIDUCIARY
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CAPITAL CLIENT GROUP, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
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BASTION FIDUCIARY
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CAPITAL CLIENT GROUP, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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BASTION FIDUCIARY
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CAPITAL CLIENT GROUP, INC.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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BASTION FIDUCIARY
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Years of Experience
1 years registered in the securities industry
Current & Past Employments
Current
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BASTION FIDUCIARY
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CAPITAL CLIENT GROUP, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current Firm
COLLABORATIVE PORTFOLIO MANAGEMENT | COLLABORATIVE PORTFOLIO MANAGEMENT, LLC
Contact Information
Main Address
10985 Cody Street Suite 140, Overland Park, KS 66210Phone Number
(816) 471-5556# of Employees
4SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
519AUM (Assets Under Management)
$178,738,625Similar Advisors
BASTION FIDUCIARY
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CAPITAL CLIENT GROUP, INC.
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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BASTION FIDUCIARY
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CAPITAL CLIENT GROUP, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Primary Firm SEC Registration
COLLABORATIVE PORTFOLIO MANAGEMENT | COLLABORATIVE PORTFOLIO MANAGEMENT, LLC
State Registrations and Notice Filings
(10/29/2025)
(11/19/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Resa Ann Thomas's CRS (Customer Relationship Summary).
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BASTION FIDUCIARY
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
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