Bryan S. Sands
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Scott Sands, who also goes by Bryan Sands, was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 2013. Bryan had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2017 - June 19, 2019
AVANTAX ADVISORY SERVICES
July 21, 2017 - June 19, 2019
AVANTAX INVESTMENT SERVICES, INC.
March 26, 2014 - February 1, 2017
SIGNATOR INVESTORS, INC.
October 23, 2013 - February 1, 2017
SIGNATOR INVESTORS, INC.
July 5, 2013 - October 16, 2013
LPL FINANCIAL LLC
May 11, 2013 - October 16, 2013
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
