Christie F. Rose

GUARDIAN PARTNERS

TORONTO, ONTARIO, M5L 1E8

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CRD#: 6147420

Professional summary

Christie Frances Rose, who also goes by Christie Frances Harker, Christie Frances Wise, is a registered financial advisor currently at GUARDIAN PARTNERS INC. .

Christie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Christie has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christie Frances Harker | Christie Frances Wise

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christie Frances Rose's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 23, 2025 - Present

GUARDIAN PARTNERS INC.

Office #1: Commerce Court West 199 Bay Street, Suite 2700, Toronto, Ontario, M5L 1E8

RIA

CRD#: 324189

TORONTO, ONTARIO,

Past

March 1, 2013 - January 30, 2025

GUARDIAN CAPITAL ADVISORS LP

RIA

CRD#: 109840

CALGARY, ALBERTA,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUARDIAN PARTNERS INC.

CRD#: 324189 / SEC#: 801-131497

RIA

Registered Investment Advisory firm - (11/21/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

GUARDIAN PARTNERS INC.

CRD#: 324189 / SEC#: 801-131497

RIA

Registered Investment Advisory firm - (11/21/2024 Approved)

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Contact information

Main Address

Commerce Court West 199 Bay Street, Suite 2700, Toronto, Ontario, M5L 1E8

Mailing Address

Phone number

(416) 840-8001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - GPI (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,542
AUM (Assets Under Management)	$ 2,931,518,190

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christie F. Rose

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christie Frances Rose's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUARDIAN PARTNERS INC.

GUARDIAN CAPITAL ADVISORS LP

Primary Firm SEC Registration

GUARDIAN PARTNERS INC.

State Registrations and Notice Filings

Exams

Current Firm

GUARDIAN PARTNERS INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUARDIAN PARTNERS INC.

TRUST BUT VERIFY

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