Brian D. Murphy
Professional summary
Brian David Murphy is a registered financial professional currently at MERIDIAN CAPITAL LLC located in Seattle, Washington.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2013. Brian has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 82, Series 79, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian David Murphy's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 14, 2016 - Present
MERIDIAN CAPITAL LLC
Office #1: 400 Union St Fl 2, Seattle, WA 98101Office #2: 400 Union St Fl 2, Seattle, WA 98101January 15, 2013 - September 20, 2013
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/20/2023)
(8/8/2023)
(11/16/2022)
(3/16/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 1/3/2017
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
MERIDIAN CAPITAL LLC
CRD#: 172143 / SEC#: , 8-69499
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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