Andrew A. Megia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Almirol Megia, who also goes by Andrew A Megia, Andrew Almirol Megia, Andrew Almorol Megia, Andrew Megia, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2014. Andrew had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2025 - October 8, 2025
STRATEGIC ADVISERS LLC
November 21, 2024 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
November 4, 2024 - October 8, 2025
FIDELITY BROKERAGE SERVICES LLC
September 26, 2023 - August 30, 2024
WELLS FARGO CLEARING SERVICES, LLC
September 26, 2023 - August 30, 2024
WELLS FARGO CLEARING SERVICES, LLC
February 24, 2022 - July 27, 2023
FISHER INVESTMENTS
September 10, 2018 - February 9, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 10, 2018 - February 9, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 2, 2018 - September 1, 2018
CETERA INVESTMENT ADVISERS LLC
June 12, 2017 - September 1, 2018
CETERA INVESTMENT SERVICES LLC
October 13, 2016 - June 6, 2017
J.P. MORGAN SECURITIES LLC
March 9, 2016 - May 9, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 22, 2014 - February 18, 2016
SCOTTRADE, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
