KG
Kurt C. Guth
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
TOPEKA, KS 66606
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CRD#: 6147149
KG
Professional summary
Kurt C Guth is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Topeka, Kansas.
Kurt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Kurt has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) OWNER/SHAREHOLDER AND CEO OF AMERICAN TAX SERVICE, INC., 420 SE 29TH ST, TOPEKA, KS 66605; NOT INVESTMENT RELATED. PRIMARY SERVICES ARE TAX PREPARATION AND ACCOUNTING SERVICES. I HAVE WORKED/OWNED THE BUSINESS SINCE THE START OF 2004 AND I SPEND 200 HOURS PER MONTH AND TEN HOURS PER TRADING DAY AT THIS BUSINESS.
2) PART OWNER/MEMBER OF ATSFS, LLC, 420 SE 29TH ST, TOPEKA, KS 66605. THIS BUSINESS WOULD BE CONSIDERED INVESTMENT-RELATED AS IT SELLS TERM AND PERMANENT INSURANCE POLICIES, WHICH COULD INCLUDE FIXED ANNUITY PRODUCTS. I SPEND 5-10 HOURS PER MONTH AND LESS THAN 1 HOUR PER TRADING DAY AT THIS BUSINESS.
3) ASA MARKETING GROUP, INC (NOT INVESTMENT RELATED), 5339 SW 22ND PL, TOPEKA, KS 66614; START DATE: 9/1/12; ADVERTISING AND MARKETING FIRM; SHAREHOLDER & BOARD OF DIRECTORS; 1 HR/MO, 0 HR/MO DURING SECURITIES TRADING HRS; MARKETING AND ADVERTISING SERVICES FOR BUSINESSES.
4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING.05/23/13
5)I AM A SHAREHOLDER AND BOARD MEMBER OF ASA MARKETING GROUP, INC., 5339 SW 22ND PLACE, TOPEKA, KS 66614. THIS BUSIENSS IS NOT INVESTMENT RELATED. IT'S PRIMARY SERVICES ARE STRATEGIC FUNDRAISING AND ADVERTISING FOR SCHOOL DISTRICTS AND COUNTY PARKS AND RECREATION FACILITIES. THE BUSINESS ALSO PROVIDES GENERAL MARKETING AND ADVERTISING SERVICES TO BUSINESSES. I SPEND ABOUT 1 HOUR PER MONTH AND 0 HOURS PER TRADING DAY AT THIS BUSINESS.
6)INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES.
7) JKW PROPERTIES, LLC, 420 SE 29TH STREET, STE A, TOPEKA, KS, PARTNERSHIP IN A COMMERCIAL BUILDING, 03/23/18- NIR, 1/MO- 0/TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Kurt C Guth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 5301 Sw 7th St. Ste 201, Topeka, KS 66606RIA
CRD#: 134139
TOPEKA, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(5/23/2013)
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Topeka, KS 66606TRUST BUT VERIFY
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