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CE

Christopher A. Erhorn

BETHESDA SECURITIES
Westport, CT 06880
Some features on this profile are disabled
CRD#: 6147098
CE

Professional summary

Christopher Avery Erhorn is a registered financial professional currently at BETHESDA SECURITIES, LLC located in Westport, Connecticut.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2014. Christopher has worked at 2 firms and has passed the SIE and Series 99 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Avery Erhorn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 6, 2016 - Present

BETHESDA SECURITIES, LLC

Office #1: 355 Riverside Avenue, Westport, CT 06880Office #2: 355 Riverside Avenue Suite 301, Westport, CT 06880
BD
CRD#: 281179
Westport, CT
Past

December 19, 2014 - July 7, 2015

CRT CAPITAL GROUP LLC

BD
CRD#: 28830
STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 12/19/2014
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BETHESDA SECURITIES, LLC
BETHESDA SECURITIES, LLC

CRD#: 281179 / SEC#: , 8-69667

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
355 Riverside Avenue Suite 301, Westport, CT 06880
Mailing Address
355 Riverside Avenue Suite 301, Westport, CT 06880
Phone number
(203) 429-0720
Established
Delaware since 07/22/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
AGNC INVESTMENT CORPSHAREHOLDER
BECRAFT, ANTHONY GARYCO-CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER4604728
CARROLL, BRIAN MITCHELLCHIEF FINANCIAL OFFICER5016023
REID, SEAN PATRICKCO-CHIEF EXECUTIVE OFFICER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BETHESDA SECURITIES, LLC

CRD#: 281179Westport, CT 06880

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