IT
Isaac D. Taylor
THRIVENT INVESTMENT MANAGEMENT
Arcadia, CA 91006
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CRD#: 6147019
IT
Professional summary
Isaac Donald Taylor is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Arcadia, California.
Isaac is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Isaac has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PASADENA FIRE FOUNDATION POSITION: Board Member NATURE: The Pasadena Fire Foundation is a nonprofit organization dedicated to promoting the safety an well-being of the people of Pasadena through support of the educational programs, services, and community involvement of the Pasadena Fire Foundation. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 215 N Marengo Ave Ste 195, Pasadena CA 91101, United States DESCRIPTION: I will be a board member and will provide general support to the organization and decisions around events and programs. PASADENA FIRE DEPARTMENT EMSR POSITION: Board Member NATURE: The EMS Reserve is a unique volunteer unit of the Pasadena Fire Department, founded to provide emergency medical services to the citizens and visitors of Pasadena, California, and to provide an opportunity for EMTs to gain important experience within one of Los Angeles County's premiere EMS providers. The EMS Reserve exists to augment emergency medical and disaster services provided by the Pasadena Fire Department's paid staff with EMT certified volunteers. The unit is dedicated strictly to Emergency Medical Services and does not provide firefighting or rescue services. Members of the EMS Reserve carry out the three main missions of the EMS Reserve by:Operating as a third-person on the Department's front-line Advanced Life Support (ALS) Rescue Ambulances; Providing Emergency Medical Services at large Pasadena-area public events; and,Providing a ready reserve of trained and experienced EMS personnel in case of major catastrophes.?? INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 03/21/2024 ADDRESS: 215 N. Marengo Avenue, Pasadena CA 91101, United States DESCRIPTION: I will be a board member and will provide general support to the organization and decisions around events and programs.
CRS (Client Relationship Summary) - RIA
Click below to view Isaac Donald Taylor's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Isaac Donald Taylor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 28, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 444 E Huntington Dr, Arcadia, CA 91006RIA
BD
CRD#: 18387
Arcadia, CA
Current
March 5, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 444 E Huntington Dr, Arcadia, CA 91006RIA
BD
CRD#: 18387
Arcadia, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/14/2020)
RR
Alaska(2/10/2023)
RR
Arizona(1/25/2021)
RR
California(3/28/2013)
IAR
California(3/28/2013)
RR
Colorado(2/2/2021)
RR
Connecticut(11/10/2021)
RR
Florida(7/7/2021)
RR
Georgia(11/10/2021)
RR
Hawaii(1/19/2021)
RR
Idaho(2/10/2023)
RR
Illinois(8/27/2020)
RR
Indiana(8/27/2020)
RR
Iowa(11/24/2021)
RR
Kentucky(9/5/2025)
RR
Michigan(5/3/2019)
RR
Minnesota(4/26/2021)
RR
Missouri(10/5/2020)
RR
Nebraska(4/23/2021)
RR
Nevada(5/28/2015)
RR
New Mexico(2/9/2021)
RR
New York(1/24/2020)
RR
North Carolina(2/12/2021)
RR
North Dakota(9/22/2021)
RR
Ohio(3/17/2021)
RR
Oklahoma(8/18/2021)
IAR
Oklahoma(8/19/2021)
RR
Oregon(10/21/2014)
RR
South Carolina(2/7/2023)
RR
Texas(8/27/2020)
IAR
Texas(8/28/2020)
RR
Utah(12/3/2020)
RR
Virginia(9/3/2020)
RR
Washington(4/17/2013)
RR
Wisconsin(4/26/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Arcadia, CA 91006TRUST BUT VERIFY
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