Lance R. Beckman

CLEARWEALTH

Burlington, IA

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CRD#: 6146637

Professional summary

Lance Robert Beckman, CFP® is a registered financial advisor currently at CLEARWEALTH located in Burlington, Iowa.

Lance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Lance has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

What are your service offerings?

Debt Management

Tax Planning

Employee and Employer Plan Ben...

Budgeting

Retirement Planning

Insurance Planning

Estate Planning

Investment Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REF HIGH SCHOOL FOOTBALL, 4371 YORK PLACE, IOWA CITY, , IOWA, 52245, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 9/1/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, REF HIGH SCHOOL FOOTBALL

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Robert Beckman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

January 9, 2019 - Present

CLEARWEALTH

RIA

CRD#: 299759

Burlington, IA

Past

July 18, 2014 - January 15, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

CORALVILLE, IA

Past

November 6, 2013 - January 15, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

CORALVILLE, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/13/2024)

IAR

Iowa
(1/9/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/15/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/3/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/6/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CLEARWEALTH

CRD#: 299759 / SEC#:

Illinois

Registered Investment Advisory firm - (8/13/2024 Approved)

Iowa

Registered Investment Advisory firm - (1/9/2019 Approved)

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Contact information

Main Address

Burlington, IA

Mailing Address

Phone number

(319) 572-0581

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	318
AUM (Assets Under Management)	$ 30,987,846

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lance R. Beckman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Robert Beckman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLEARWEALTH

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/15/2014

Series 63

Date: 12/3/2013

SIE

Date: 10/1/2018

Series 6

Date: 11/6/2013

Current Firm

CLEARWEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CLEARWEALTH

TRUST BUT VERIFY

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