DT
David L. Tepp
TEPP WEALTH MANAGEMENT
WESTFIELD, NJ 07090
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CRD#: 6146562
DT
Professional summary
David Lee Tepp, who also goes by David Tepp, is a registered financial advisor currently at TEPP WEALTH MANAGEMENT located in Westfield, New Jersey.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. David has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Tepp
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CPA TEPP ACCOUNTING & BUSINESS SERVICES INC, CPA, ACCOUNTING, TAX RETURN PREP, OWNER/PRESIDENT , START OF RELATIONSHIP: FEB 15, 2013, APPROXIMATE # OF HOURS PER MONTH: 200, APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 30....... INSURANCE BROKER: HEALTH AND GROUP BENEFITS , VARIOUS CARRIERS , INSURANCE BROKERAGE ,AGENT, START OF RELATIONSHIP: FEB 15, 2013, APPROXIMATE # OF HOURS PER MONTH: 20 APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 15..... INSURANCE BROKER: LIFE, ANNUITIES, LTC, DI, VARIOUS CARRIERS , INSURANCE BROKERAGE ,AGENT, START OF RELATIONSHIP: FEB 15, 2013, APPROXIMATE # OF HOURS PER MONTH: 20 APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 15..... INVESTMENT COMMITTEE MEMBER - TEMPLE EMANU-EL OF WESTFIELD 756 EAST BROAD STREET WESTFIELD NJ 07090; COMMUNITY TEMPLE ; REVIEW AND ANALYZE ENTITY INVESTMENT ; START OF RELATIONSHIP : JANUARY 1, 2025 APPROXIMATE # OF HOURS PER MONTH OUTSIDE TRADING HOURS : 2
CRS (Client Relationship Summary) - RIA
Click below to view David Lee Tepp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 2, 2016 - Present
TEPP WEALTH MANAGEMENT
Office #1: 210 Elmer Street, Westfield, NJ 07090RIA
CRD#: 283899
WESTFIELD, NJ
Past
April 16, 2013 - June 27, 2016
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
WESTFIELD, NJ
Past
February 7, 2013 - June 27, 2016
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
WESTFIELD, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TEPP WEALTH MANAGEMENT
TEPP FINANCIAL PLANNING | TEPP WEALTH MANAGEMENT | TEPP RIA LLC
CRD#: 283899 / SEC#: 801-131621
RIA
Registered Investment Advisory firm - (12/16/2024 Approved)New Jersey
Registered Investment Advisory firm - (2/27/2025 Terminated)New York
Registered Investment Advisory firm - (2/11/2025 Terminated)Texas
Registered Investment Advisory firm - (2/11/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(6/2/2016)
IAR
New York(4/16/2021)
IAR
Texas(8/23/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TW
TEPP WEALTH MANAGEMENT
TEPP FINANCIAL PLANNING | TEPP WEALTH MANAGEMENT | TEPP RIA LLC
CRD#: 283899 / SEC#: 801-131621
RIA
Registered Investment Advisory firm - (12/16/2024 Approved)New Jersey
Registered Investment Advisory firm - (2/27/2025 Terminated)New York
Registered Investment Advisory firm - (2/11/2025 Terminated)Texas
Registered Investment Advisory firm - (2/11/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
210 Elmer Street, Westfield, NJ 07090
Mailing Address
Phone number
(908) 301-1200
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 578 |
| AUM (Assets Under Management) | $ 145,912,219 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
