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Justin William Turri

CRD# 6146301·Registered 2013 - 2013
Previously Registered: Being a previously registered professional could mean that Justin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Justin William Turri was a registered financial advisor. Justin was a previously registered financial professional and started their career in finance 2013 - 2013. Justin had worked at 1 firm and has passed the Series 63, Series 79 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

FANTEX BROKERAGE SERVICES, LLC·CRD# 164783
BD
San Francisco, CA
September 25, 2013 - October 29, 2013

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Current Firm

FB
FANTEX BROKERAGE SERVICES, LLC

FANTEX BROKERAGE SERVICES, LLC

CRD#: 164783 / SEC#: 8-69114
BD
Terminated by SEC on 11/07/2016

Contact Information

Established

Delaware since 05/07/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FANTEX HOLDINGS, INC.SOLE SHAREHOLDER—
HICKS, THOMAS HENRYFINOP/CFO5928062
LUNA, CARLOS ALESSANDROCHIEF COMPLIANCE OFFICER3267249
PELLINI, MARCO AMELIOPRESIDENT2189176

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2013About the Series 63 exam

Series 79 — Investment Banking Registered Representative Examination

Passed May 2013About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Jan 2013About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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