Carolyn L. Flournoy

FINANCIAL CONSULTANTS GROUP

Cumming, GA 30041

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CRD#: 6146227

Professional summary

Carolyn Louise Flournoy, CFP® is a registered financial advisor currently at FINANCIAL CONSULTANTS GROUP INC located in Cumming, Georgia.

Carolyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Carolyn has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carolyn Louise Flournoy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

December 5, 2024 - Present

FINANCIAL CONSULTANTS GROUP INC

Office #1: 1080 Sanders Road Suite 300, Cumming, GA 30041

RIA

CRD#: 108062

Cumming, GA

Past

January 19, 2022 - May 3, 2024

TRUFP

RIA

CRD#: 299212

CUMMING, GA

Past

April 5, 2019 - January 5, 2022

PATTON ALBERTSON MILLER GROUP, LLC

RIA

CRD#: 281558

Atlanta, GA

Past

April 11, 2013 - April 5, 2019

ANTHONY SMITH ADVISORS, INC.

RIA

CRD#: 125730

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL CONSULTANTS GROUP INC

FINANCIAL CONSULTANTS GROUP INC | FOUNTAIN FINANCIAL ADVISORS

CRD#: 108062 / SEC#: 801-123013

RIA

Registered Investment Advisory firm - (1/10/2022 Approved)

Florida

Registered Investment Advisory firm - (4/5/2022 Terminated)

Georgia

Registered Investment Advisory firm - (4/18/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (4/12/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/5/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(12/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/27/2012

Uniform Investment Adviser Law Examination

Current Firm

FINANCIAL CONSULTANTS GROUP INC

FINANCIAL CONSULTANTS GROUP INC | FOUNTAIN FINANCIAL ADVISORS

CRD#: 108062 / SEC#: 801-123013

RIA

Registered Investment Advisory firm - (1/10/2022 Approved)

Florida

Registered Investment Advisory firm - (4/5/2022 Terminated)

Georgia

Registered Investment Advisory firm - (4/18/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (4/12/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/5/2022 Terminated)

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Contact information

Main Address

1080 Sanders Road Suite 300, Cumming, GA 30041

Mailing Address

Phone number

(770) 627-2121

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV BROCHURE PART 2A (3/10/2025)

Regulatory assets under management

Total Number of Accounts	227
AUM (Assets Under Management)	$ 139,886,174

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carolyn L. Flournoy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carolyn Louise Flournoy's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL CONSULTANTS GROUP INC

TRUFP

PATTON ALBERTSON MILLER GROUP, LLC

ANTHONY SMITH ADVISORS, INC.

Primary Firm SEC Registration

FINANCIAL CONSULTANTS GROUP INC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/27/2012

Current Firm

FINANCIAL CONSULTANTS GROUP INC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL CONSULTANTS GROUP INC

TRUST BUT VERIFY

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