Andrew T. Price

HILLCREST FINANCIAL GROUP

Thousand Oaks, CA 91360

Some features on this profile are disabled

CRD#: 6146111

Professional summary

Andrew Taylor Price, CFP®, who also goes by Andrew Price, is a registered financial advisor currently at HILLCREST FINANCIAL GROUP located in Thousand Oaks, California.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Andrew has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Price

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Habitat for Humanity. Non-Investment Related. 1850 Eastman Ave, Oxnard, CA 93030. Habitat for Humanity - Young Professionals Group, Board Member. Start 1/2019. 3hrs/mo, none during trading hours. Attend board meetings, contribution in event coordination, assist in marketing of Habitat for Humanity Young Professionals to the community.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Taylor Price's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

February 28, 2022 - Present

HILLCREST FINANCIAL GROUP

Office #1: 515 Marin Street Suite 406, Thousand Oaks, CA 91360

RIA

CRD#: 317862

Thousand Oaks, CA

Past

June 4, 2020 - March 1, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Thousand Oaks, CA

Past

May 13, 2020 - March 3, 2022

THRIVENT ADVISOR NETWORK, LLC

RIA

CRD#: 304569

Thousand Oaks, CA

Past

November 23, 2018 - June 3, 2020

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

Thousand Oaks, CA

Past

October 31, 2018 - June 3, 2020

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

Thousand Oaks, CA

Past

January 1, 2013 - July 18, 2014

NATIONAL PLANNING CORPORATION

CRD#: 29604

WEST COVINA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HILLCREST FINANCIAL GROUP

DDFG, INC | STEINWAY ADVISORS, LLC | HILLCREST FINANCIAL GROUP

CRD#: 317862 / SEC#: 801-122983

RIA

Registered Investment Advisory firm - (1/4/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/21/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/9/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/31/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/27/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HILLCREST FINANCIAL GROUP

DDFG, INC | STEINWAY ADVISORS, LLC | HILLCREST FINANCIAL GROUP

CRD#: 317862 / SEC#: 801-122983

RIA

Registered Investment Advisory firm - (1/4/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

515 Marin Street Suite 406, Thousand Oaks, CA 91360

Mailing Address

Phone number

(805) 373-8686

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR HILLCREST FINANCIAL GROUP (2/25/2025)

Regulatory assets under management

Total Number of Accounts	1,050
AUM (Assets Under Management)	$ 470,750,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sean Leonard

WELLS FARGO CLEARING SERVICES, LLC

IAR

Camarillo, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Andrew T. Price

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Taylor Price's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

THRIVENT ADVISOR NETWORK, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

NATIONAL PLANNING CORPORATION

Primary Firm SEC Registration

HILLCREST FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 11/21/2018

Series 63

Date: 1/9/2013

Series 7TO

Date: 10/31/2018

SIE

Date: 10/26/2018

Series 6

Date: 12/27/2012

Current Firm

HILLCREST FINANCIAL GROUP

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HILLCREST FINANCIAL GROUP

TRUST BUT VERIFY

Similar Advisors