FL
Farrel A. Liger
ATCAP PARTNERS
New Yok, NY 10004
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CRD#: 6145961
FL
Professional summary
Farrel Alain Liger is a registered financial advisor currently at ATCAP PARTNERS, LLC located in New Yok, New York and CEROS FINANCIAL SERVICES, INC. located in New York, New York.
Farrel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Farrel has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) THE FOUNDATION OF THE WORLD NOT-FOR-PROFIT 501(C) 3 NON-PROFIT EDUCATIONAL SERVICE ORGANIZATION THAT FOCUSES ON EDUCATING HUMANITARIAN SERVICE THROUGH SEMINARS IN GREATER MIAMI START 9/2009 5-10 HRS PER MONTH ZERO DURING TRADING HRS. (2) FHV D/B/A LIGER ENTERPRISES CUSTOMER SERVICE START 4-2018 SERVICING CLIENTS W/TRANSPORTATION NEEDS 60 HRS PER MONTH ZERO DURING TRADING HRS...(3) FARREL LIGER, INC., OWNER, TEACHING CONTINUING EDUCATION COURSES TO CPA'S, DAVIE, FL, 20 HRS. PER MONTH , ZERO DURING TRADING HRS, NOT INVESTMENT RELATED; (4) WEST HARLEM ASSISTANCE, 1/2021; 4 HOURS ANNUALLY, NON PROFIT ENTITY PROVIDING AFFORDABLE SUPPORT PROGRAMS FOR LOW INCOME INDIVIDUALS IN HARLEM
CRS (Client Relationship Summary) - RIA
Click below to view Farrel Alain Liger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 22, 2022 - Present
ATCAP PARTNERS, LLC
Office #1: 80 Broad Street 29th Floor, New Yok, NY, 10004RIA
CRD#: 158214
New Yok, NY
Current
July 20, 2022 - Present
CEROS FINANCIAL SERVICES, INC.
Office #1: 80 Broad Street 29th Floor, New York, NY 10004BD
CRD#: 37869
New York, NY
Past
April 19, 2017 - July 21, 2022
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
NEW YORK, NY
Past
May 12, 2015 - July 21, 2022
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
ATCAP PARTNERS, LLC
ATCAP PARTNERS, LLC | KENSINGTON ANALYTICS | FORTE CAPITAL GROUP | CRITICAL MATH
CRD#: 158214 / SEC#: 801-72617
RIA
Registered Investment Advisory firm - (7/25/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/25/2023)
RR
California(7/20/2022)
RR
Colorado(7/20/2022)
RR
Connecticut(7/22/2022)
RR
District of Columbia(7/20/2022)
RR
Florida(7/20/2022)
RR
Georgia(7/20/2022)
RR
Illinois(7/20/2022)
RR
Indiana(12/13/2024)
RR
Kansas(7/24/2023)
RR
Louisiana(7/20/2022)
RR
Maine(4/23/2024)
RR
Maryland(7/20/2022)
RR
Massachusetts(7/20/2022)
RR
Michigan(7/20/2022)
RR
Minnesota(7/20/2022)
RR
Nevada(7/21/2025)
RR
New Jersey(7/20/2022)
RR
New York(7/20/2022)
IAR
New York(7/22/2022)
RR
North Carolina(7/25/2022)
RR
Ohio(7/20/2022)
RR
Pennsylvania(7/20/2022)
RR
Texas(7/20/2022)
RR
Virginia(7/20/2022)
RR
Washington(7/22/2022)
RR
Wisconsin(7/20/2022)
RR
Wyoming(4/17/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
AP
ATCAP PARTNERS, LLC
ATCAP PARTNERS, LLC | KENSINGTON ANALYTICS | FORTE CAPITAL GROUP | CRITICAL MATH
CRD#: 158214 / SEC#: 801-72617
RIA
Registered Investment Advisory firm - (7/25/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1445 Research Boulevard #530, Rockville, MD 20850
Mailing Address
Phone number
(866) 842-3356
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 220 |
| AUM (Assets Under Management) | $ 62,948,000 |
Red Flags
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