Theodore V. Barac

BARAC CAPITAL MANAGEMENT

Austin, TX 78731

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CRD#: 6145860

Professional summary

Theodore Vladimir Barac is a registered financial advisor currently at BARAC CAPITAL MANAGEMENT, LLC located in Austin, Texas.

Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Theodore has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THEODORE V. BARAC IS A CONTRIBUTOR FOR THE FINANCIAL BLOG WEBSITE, SEEKING ALPHA, A SITE THAT IS A PLATFORM FOR INVESTMENT RESEARCH, STOCK MARKET NEWS & FINANCIAL ANALYSIS WRITTEN BY FINANCE EXPERTS. AS A CONTRIBUTOR TO SEEKING ALPHA, MR. BARAC WRITES ARTICLES FOR PUBLICATION AND RECEIVES DIRECT COMPENSATION FROM SEEKING ALPHA FOR HIS ARTICLES. MR. BARAC'S ONLY AFFILIATION WITH SEEKING ALPHA IS SERVING AS A FREELANCE WRITER TO CONTRIBUTE FOR A SPECIFIC TOPIC OR SERIES; HE DOES NOT WORK OR WRITE AS A FULL TIME EMPLOYEE FOR ANY BLOG OR PUBLICATION. MR. BARAC ALSO TEACHES CLASSES TO CREDIT PROFESSIONALS FOR MOODY'S ANALYTICS ON A CONTRACT BASIS. THE WORK IS ON AN AS NEEDED BASIS AND THE ACCEPTANCE OF ASSIGNMENTS IS DISCRETIONARY FOR MR. BARAC. MR. BARAC'S FIRST ASSIGNMENT WITH MOODY'S ANALYTICS WAS IN DECEMBER OF 2015.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Vladimir Barac's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2019 - Present

BARAC CAPITAL MANAGEMENT, LLC

Office #1: 7000 North Mopac Expressway, Suite 200, Austin, TX 78731

RIA

CRD#: 166442

Austin, TX

Past

January 2, 2013 - December 31, 2018

BARAC CAPITAL MANAGEMENT, LLC

RIA

CRD#: 166442

AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/3/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/6/2011

Uniform Investment Adviser Law Examination

Current Firm

BARAC CAPITAL MANAGEMENT, LLC

CRD#: 166442 / SEC#:

Florida

Registered Investment Advisory firm - (12/31/2018 Failure to Renew)

Texas

Registered Investment Advisory firm - (1/3/2019 Approved)

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Contact information

Main Address

7000 North Mopac Expressway, Suite 200, Austin, TX 78731

Mailing Address

Phone number

(512) 981-8080

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 15,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Theodore V. Barac

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Vladimir Barac's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARAC CAPITAL MANAGEMENT, LLC

BARAC CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/6/2011

Current Firm

BARAC CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BARAC CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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