Nicholas M. Van Noort

SG FINANCIAL

HENDERSON, NV 89014

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CRD#: 6145851

Professional summary

Nicholas Matthew Van Noort, CFP®, who also goes by Nicholas M Van Noort, Nicholas Matthew Van Noort, Nick Van Noort, Nicholas Matthew Vannoort, Nicholas Vannoort, Nicholas Van Noort, is a registered financial advisor currently at SG FINANCIAL located in Henderson, Nevada.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Nicholas has worked at 9 firms and has passed the Series 63, Series 66, Series 65, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Matthew Van Noort's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

March 18, 2025 - Present

SG FINANCIAL

Office #1: 1489 W Warm Springs Rd Ste 110, Henderson, NV 89014

RIA

CRD#: 334710

HENDERSON, NV

Past

May 13, 2021 - March 31, 2023

MOLEI FINANCIAL

RIA

CRD#: 306515

Las Vegas, NV

Past

October 21, 2020 - May 4, 2021

COLMINA, LLC

RIA

CRD#: 289191

Henderson, NV

Past

October 11, 2019 - November 6, 2020

EK RILEY INVESTMENTS, LLC

CRD#: 121003

Henderson, NV

Past

October 7, 2019 - November 6, 2020

EK RILEY INVESTMENTS, LLC

RIA

CRD#: 121003

Henderson, NV

Past

July 20, 2017 - January 16, 2018

PERSONAL CAPITAL ADVISORS CORPORATION

RIA

CRD#: 155172

Denver, CO

Past

January 19, 2017 - June 27, 2017

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BROOMFIELD, CO

Past

October 20, 2015 - June 27, 2017

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BROOMFIELD, CO

Past

January 2, 2015 - August 12, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

LAS VEGAS, NV

Past

April 22, 2014 - October 1, 2014

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

LAS VEGAS, NV

Past

March 15, 2013 - October 1, 2014

MML INVESTORS SERVICES, LLC

CRD#: 10409

LAS VEGAS, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(3/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/22/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/13/2017

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/11/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/11/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/27/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/14/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SG FINANCIAL

SG FINANCIAL | SG RETIREMENT PLANNING LLC

CRD#: 334710 / SEC#:

Nevada

Registered Investment Advisory firm - (3/17/2025 Approved)

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Contact information

Main Address

1489 W Warm Springs Rd Ste 110, Henderson, NV 89014

Mailing Address

Phone number

(702) 420-2554

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas M. Van Noort

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Matthew Van Noort's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOLEI FINANCIAL

COLMINA, LLC

EK RILEY INVESTMENTS, LLC

EK RILEY INVESTMENTS, LLC

PERSONAL CAPITAL ADVISORS CORPORATION

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

J.P. MORGAN SECURITIES LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/22/2019

Series 66

Date: 1/13/2017

Series 65

Date: 2/11/2014

Series 7TO

Date: 10/11/2019

SIE

Date: 6/27/2017

Series 7

Date: 10/20/2015

Series 6

Date: 3/14/2013

Current Firm

SG FINANCIAL

Contact information

Documents

Red Flags

Company Information

SG FINANCIAL

TRUST BUT VERIFY

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