Brian M. Springsteel

SPRINGSTEEL INVESTMENT ADVISORS

Phoenix, AZ 85016

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CRD#: 6145594

Professional summary

Brian Mark Springsteel, CFP®, who also goes by Mark Springsteel, is a registered financial advisor currently at SPRINGSTEEL INVESTMENT ADVISORS, LLC located in Phoenix, Arizona.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Brian has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Springsteel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Springsteel is Vice President of Springsteel PC since August 2011. Springsteel PC offers tax preparation and planning and other services commonly performed by a CPA practice for its clients as well as certain advisory Clients of SIA. Clients are under no obligation to utilize the services of Springsteel PC. Mr. Springsteel is estimated to spend less than 1 hour per week on these additional business activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Mark Springsteel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

January 16, 2013 - Present

SPRINGSTEEL INVESTMENT ADVISORS, LLC

Office #1: 2198 E Camelback Rd Suite 220, Phoenix, AZ 85016

RIA

CRD#: 166126

Phoenix, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/16/2013)

IAR

Texas
(4/8/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/5/2010

Uniform Investment Adviser Law Examination

Current Firm

SPRINGSTEEL INVESTMENT ADVISORS, LLC

CRD#: 166126 / SEC#:

Arizona

Registered Investment Advisory firm - (1/16/2013 Approved)

Texas

Registered Investment Advisory firm - (4/8/2019 Conditional Restricted)

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Contact information

Main Address

2198 E Camelback Rd Suite 220, Phoenix, AZ 85016

Mailing Address

Phone number

(480) 269-9400

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	177
AUM (Assets Under Management)	$ 50,745,825

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian M. Springsteel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Mark Springsteel's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPRINGSTEEL INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/5/2010

Current Firm

SPRINGSTEEL INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SPRINGSTEEL INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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