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Brian Mark Springsteel

Brian M. Springsteel

SPRINGSTEEL INVESTMENT ADVISORS
Phoenix, AZ 85016
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CRD#: 6145594
Brian Mark Springsteel

Professional summary

Brian Mark Springsteel, CFP®, who also goes by Mark Springsteel, is a registered financial advisor currently at SPRINGSTEEL INVESTMENT ADVISORS, LLC located in Phoenix, Arizona.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Brian has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mark Springsteel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Mark Springsteel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2021

Experience

Current

January 16, 2013 - Present

SPRINGSTEEL INVESTMENT ADVISORS, LLC

Office #1: 2198 E Camelback Rd Suite 220, Phoenix, AZ 85016
RIA
CRD#: 166126
Phoenix, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(1/16/2013)
IAR
Texas
(4/8/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/5/2010
Uniform Investment Adviser Law Examination

Current Firm

SI
SPRINGSTEEL INVESTMENT ADVISORS, LLC
SPRINGSTEEL INVESTMENT ADVISORS, LLC

CRD#: 166126 / SEC#:

Arizona
Registered Investment Advisory firm - (1/16/2013 Approved)
Texas
Registered Investment Advisory firm - (4/8/2019 Conditional Restricted)
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2198 E Camelback Rd Suite 220, Phoenix, AZ 85016
Mailing Address
Phone number
(480) 269-9400
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts227
AUM (Assets Under Management)$ 57,374,961

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SPRINGSTEEL INVESTMENT ADVISORS, LLC

CRD#: 166126Phoenix, AZ 85016

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