Christopher R. Keeney

THE RETIREMENT SMITH LLC

FREDERICKSBURG, VA 22401

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CRD#: 6145419

Professional summary

Christopher Robert Keeney, who also goes by Chris Keeney, is a registered financial advisor currently at THE RETIREMENT SMITH LLC located in Fredericksburg, Virginia.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Christopher has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Keeney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Robert Keeney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2023 - Present

THE RETIREMENT SMITH LLC

Office #1: 541 William St. Suite B, Fredericksburg, VA 22401

RIA

CRD#: 312623

FREDERICKSBURG, VA

Past

November 4, 2015 - October 2, 2019

SAYBRUS EQUITY SERVICES, LLC

CRD#: 153319

Boca Raton, FL

Past

June 18, 2013 - October 31, 2013

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(6/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/5/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/28/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/18/2013

General Securities Representative Examination

Current Firm

THE RETIREMENT SMITH LLC

CRD#: 312623 / SEC#:

Virginia

Registered Investment Advisory firm - (3/10/2021 Approved)

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Contact information

Main Address

541 William St. Suite B, Fredericksburg, VA 22401

Mailing Address

Phone number

(540) 371-9777

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher R. Keeney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Robert Keeney's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE RETIREMENT SMITH LLC

SAYBRUS EQUITY SERVICES, LLC

NEWBRIDGE SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 6/5/2023

Series 63

Date: 8/28/2013

SIE

Date: 10/1/2018

Series 7

Date: 6/18/2013

Current Firm

THE RETIREMENT SMITH LLC

Contact information

Documents

Red Flags

Company Information

THE RETIREMENT SMITH LLC

TRUST BUT VERIFY

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