Keaton B. Mcpherson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keaton Bailey Mcpherson, who also goes by Mcpherson Keaton, Keaton Mcpherson, was a registered financial professional .
Keaton is a previously registered financial professional and started their career in finance in 2013. Keaton had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2018 - April 28, 2020
TD AMERITRADE, INC.
February 26, 2018 - April 28, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - April 28, 2020
TD AMERITRADE, INC.
August 8, 2016 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
May 1, 2014 - February 26, 2018
SCOTTRADE, INC.
May 20, 2013 - August 12, 2013
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
