Benjamin Kohls Chase
CFP®Professional Summary
Benjamin Kohls Chase, CFP®, who also goes by Benjamin Chase, Benjamin Kohls-chase, is a registered financial advisor currently at FORTITUDE FINANCIAL LLC located in Spokane, Washington and LPL FINANCIAL LLC located in Spokane, Washington. Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Benjamin has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Benjamin Chase, Benjamin Kohls-Chase
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
FORTITUDE FINANCIAL | FORTITUDE FINANCIAL LLC
Contact Information
Main Address
123 East 2nd Avenue, Spokane, WA 99202Phone Number
(509) 931-1199# of Employees
8SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,832AUM (Assets Under Management)
$281,502,728Similar Advisors
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
FORTITUDE FINANCIAL | FORTITUDE FINANCIAL LLC
State Registrations and Notice Filings
(1/18/2022)
(10/26/2015)
(8/24/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Kohls Chase's CRS (Customer Relationship Summary).
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