Lori Beth Givens
AIF®, CFP®Professional Summary
Lori Beth Givens, AIF®, CFP®, who also goes by Lori Givens, Lori Beth Sandt, is a registered financial advisor currently at ALIGN FINANCIAL ADVISORS, LLC located in Mckinney, Texas. Lori is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Lori has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lori Givens, Lori Beth Sandt
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
ALIGN FINANCIAL ADVISORS, LLC
Contact Information
Main Address
6401 Eldorado Pkwy Suite 420, Mckinney, TX 75070Phone Number
(214) 519-8750# of Employees
3Regulatory Assets Under Management
Total Number of Accounts
302AUM (Assets Under Management)
$73,622,103Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(12/6/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Lori Beth Givens's CRS (Customer Relationship Summary).
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