Ronald L. Dixon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Lewis Dixon JR, who also goes by Ronald Dixon, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 2014. Ronald had worked at 6 firms and has passed the Series 63, Series 65, Series 66, Series 7TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2025 - July 10, 2026
COLUMBIA PRIVATE MARKETS
November 15, 2024 - November 11, 2025
COLUMBIA ADVISORY PARTNERS, LLC
September 19, 2017 - December 31, 2020
CHART WEALTH MANAGEMENT, LLC
November 13, 2015 - September 26, 2017
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
November 13, 2015 - September 26, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
September 15, 2014 - November 27, 2015
MML INVESTORS SERVICES, LLC
May 27, 2014 - November 27, 2015
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/24/2025
General Securities Representative ExaminationCurrent Firm
COLUMBIA PRIVATE MARKETS
CRD#: 335301 / SEC#: , 8-71335
Contact information
FINRA licenses (5 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
