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RD

Ronald L. Dixon

COLUMBIA PRIVATE MARKETS
SPOKANE, WA 99208
Some features on this profile are disabled
CRD#: 6145081
RD

Professional summary


Ronald Lewis Dixon JR, who also goes by Ronald Dixon, is a registered financial professional currently at COLUMBIA PRIVATE MARKETS located in Spokane, Washington.

Ronald is registered as a RR (Registered Representative) and started their career in finance in 2014. Ronald has worked at 6 firms and has passed the Series 63, Series 65, Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ronald Dixon

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Ronald Lewis Dixon JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 25, 2025 - Present

COLUMBIA PRIVATE MARKETS

Office #1: 6501 North Cedar Street Building 4, Suite C, Spokane, WA 99208
BD
CRD#: 335301
SPOKANE, WA
Past

November 15, 2024 - November 11, 2025

COLUMBIA ADVISORY PARTNERS, LLC

RIA
CRD#: 171616
Henderson, TX
Past

September 19, 2017 - December 31, 2020

CHART WEALTH MANAGEMENT, LLC

RIA
CRD#: 288812
HOUSTON, TX
Past

November 13, 2015 - September 26, 2017

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
Bellaire, TX
Past

November 13, 2015 - September 26, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
Bellaire, TX
Past

September 15, 2014 - November 27, 2015

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
HOUSTON, TX
Past

May 27, 2014 - November 27, 2015

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(12/12/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 12/12/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/15/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 7/30/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/24/2025
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CP
COLUMBIA PRIVATE MARKETS
COLUMBIA PRIVATE MARKETS | COLUMBIA PRIVATE MARKETS, LLC

CRD#: 335301 / SEC#: , 8-71335

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
6501 North Cedar Street Building 4, Suite C, Spokane, WA 99208
Mailing Address
6501 North Cedar Street Building 4, Suite C, Spokane, WA 99208
Phone number
(509) 868-8872
Established
Washington since 02/24/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
COLUMBIA ADVISORY GROUP, LLCSOLE OWNER
FELSCH, PAUL WERNERCHIEF COMPLIANCE OFFICER5811362
LARSEN, STEVEN TPRINCIPAL4638715
SMITH, KIMBERLY PATRICIAFINOP PRINCIPAL7142249

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


COLUMBIA PRIVATE MARKETS

CRD#: 335301Spokane, WA 99208

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